ADVANCED RESEARCH INVESTMENT SOLUTIONS LLC's Q3 2021 13F: 65 new positions, 1 exit
Form 13F-HR for the quarter ended Sep 30, 2021 · filed Nov 4, 2021 · 139 reported positions · accession 0001606587-21-001507
What changed this quarter
| Activity | Security | Weight before | Weight now | Change | Shares | Shares % |
|---|---|---|---|---|---|---|
| Increased | RPAR Risk Parity ETF (RPAR) | 76.3% | 68.9% | −7.4 pts | +2.1M sh | +60% |
| New | USD (USD) | — | 5.9% | +5.9 pts | +11.57M sh | new |
| New | Coinbase Global Inc. (COIN) | — | 1.9% | +1.9 pts | +16,491 sh | new |
| Increased | Vanguard Total Stock Market ETF (VTI) | 3.9% | 4.1% | +0.2 pts | +16,501 sh | +84% |
| Increased | Vanguard FTSE Emerging Markets ETF (VWO) | 2.1% | 2.1% | 0.0 pts | +37,898 sh | +87% |
| Increased | Vanguard FTSE Developed Markets ETF (VEA) | 2.0% | 2.1% | 0.0 pts | +36,314 sh | +83% |
| Increased | Vanguard Dividend Appreciation ETF (VIG) | 4.2% | 3.2% | −1.0 pts | +10,128 sh | +33% |
| Increased | SPDR Gold MiniShares (GLDM) | 0.9% | 1.1% | +0.2 pts | +66,592 sh | +112% |
| Increased | Schwab US TIPS ETF (SCHP) | 2.0% | 1.6% | −0.4 pts | +15,260 sh | +43% |
| Increased | Amazon.Com Inc (AMZN) | 0.0% | 0.4% | +0.3 pts | +204 sh | +2550% |
| Increased | Apple Inc (AAPL) | 0.8% | 0.8% | −0.1 pts | +3,572 sh | +52% |
| Increased | FlexShares Global Upstream Resources ETF (GUNR) | 0.5% | 0.5% | 0.0 pts | +12,403 sh | +83% |
| New | Shopify Inc (SHOP) | — | 0.2% | +0.2 pts | +328 sh | new |
| Increased | Alphabet Inc Class C (GOOG) | 0.0% | 0.2% | +0.2 pts | +139 sh | +3475% |
| New | JPMorgan BetaBuilders Japan ETF (BBJP) | — | 0.2% | +0.2 pts | +5,792 sh | new |
| New | Ford MTR Co Del Com (F) | — | 0.2% | +0.2 pts | +22,250 sh | new |
| New | JPMorgan BetaBuilders Europe ETF (BBEU) | — | 0.2% | +0.2 pts | +5,389 sh | new |
| Increased | Alphabet Inc Class A (GOOGL) | 0.0% | 0.2% | +0.2 pts | +113 sh | +2825% |
| New | Iq 50 Percent Hedg FTSE Intr ETF IV (HFXI) | — | 0.1% | +0.1 pts | +10,941 sh | new |
| Increased | Microsoft Corp (MSFT) | 0.0% | 0.1% | +0.1 pts | +576 sh | +914% |
| New | JPMorgan BetaBuilders Canada ETF (BBCA) | — | 0.1% | +0.1 pts | +2,555 sh | new |
| New | Schwab US Dividend Equity ETF (SCHD) | — | 0.1% | +0.1 pts | +2,073 sh | new |
| Increased | Vanguard Extended Duration ETF (EDV) | 0.7% | 0.5% | −0.2 pts | +1,052 sh | +17% |
| New | Accenture PLC A (ACN) | — | 0.1% | +0.1 pts | +445 sh | new |
| Increased | Texas Instruments (TXN) | 0.0% | 0.1% | +0.1 pts | +728 sh | +945% |
| New | JPMorgan Equity Premium Income ETF (JEPI) | — | 0.1% | +0.1 pts | +2,261 sh | new |
| New | Vanguard FTSE Pacific (VPL) | — | 0.1% | +0.1 pts | +1,602 sh | new |
| New | Nuveen AMT-Free Quality Muni Inc (NEA) | — | 0.1% | +0.1 pts | +8,396 sh | new |
| New | First Trust High Income Long/Short (FSD) | — | 0.1% | +0.1 pts | +7,852 sh | new |
| Increased | Nike Inc B (NKE) | 0.0% | 0.1% | +0.1 pts | +850 sh | +2656% |
| Increased | Unitedhealth Group (UNH) | 0.0% | 0.1% | +0.1 pts | +309 sh | +631% |
| New | Roblox Corp CL A (RBLX) | — | 0.1% | +0.1 pts | +1,570 sh | new |
| New | PGIM Global High Yield Fund (GHY) | — | 0.1% | +0.1 pts | +7,108 sh | new |
| New | PNC Financial (PNC) | — | 0.1% | +0.1 pts | +532 sh | new |
| Increased | Vanguard Real Estate Index Fund ETF (VNQ) | 0.8% | 0.5% | −0.3 pts | +1,016 sh | +11% |
| Increased | Pepsico Inc (PEP) | 0.0% | 0.1% | +0.1 pts | +671 sh | +3728% |
| New | McDonalds Corp (MCD) | — | 0.1% | +0.1 pts | +418 sh | new |
| Increased | Home Depot Inc (HD) | 0.0% | 0.1% | 0.0 pts | +303 sh | +1263% |
| New | Comcast Corp New (CMCSA) | — | 0.1% | +0.1 pts | +1,767 sh | new |
| New | Western Asset Emerging Markets Debt (EMD) | — | 0.0% | 0.0 pts | +6,778 sh | new |
| New | Marsh &mclennan (MRSH) | — | 0.0% | 0.0 pts | +602 sh | new |
| New | iShares Core S&P 500 ETF (IVV) | — | 0.0% | 0.0 pts | +209 sh | new |
| New | Goldman Sachs ActiveBeta US Large Cap ETF (GSLC) | — | 0.0% | 0.0 pts | +999 sh | new |
| New | Lam Research Corp (LRCX) | — | 0.0% | 0.0 pts | +143 sh | new |
| New | Philip Morris (PM) | — | 0.0% | 0.0 pts | +835 sh | new |
| New | Nextera Energy Inc (NEE) | — | 0.0% | 0.0 pts | +1,020 sh | new |
| New | Sherwin Williams Co (SHW) | — | 0.0% | 0.0 pts | +284 sh | new |
| New | Vanguard FTSE Europe (VGK) | — | 0.0% | 0.0 pts | +1,144 sh | new |
| New | Vanguard Total Bond Market ETF (BND) | — | 0.0% | 0.0 pts | +862 sh | new |
| New | GraniteShares Gold Trust ETF (BAR) | — | 0.0% | 0.0 pts | +4,111 sh | new |
The 50 largest of 89 changes, by size of the trade. Full holdings for this quarter.
Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled
Top 10 positions — 91.7% of the equity book
Changes in the top 10 this quarter: USD entered · COIN entered · IAU left · ABX left
| # | Security | Weight before | Weight now | |
|---|---|---|---|---|
| 1 | RPAR Risk Parity ETF (RPAR) | 76.3% | 68.9% | |
| 2 | USD (USD) | 0.0% | 5.9% | Entered the top 10 |
| 3 | Vanguard Total Stock Market ETF (VTI) | 3.9% | 4.1% | |
| 4 | Vanguard Dividend Appreciation ETF (VIG) | 4.2% | 3.2% | |
| 5 | Vanguard FTSE Emerging Markets ETF (VWO) | 2.1% | 2.1% | |
| 6 | Vanguard FTSE Developed Markets ETF (VEA) | 2.0% | 2.1% | |
| 7 | Coinbase Global Inc. (COIN) | 0.0% | 1.9% | Entered the top 10 |
| 8 | Schwab US TIPS ETF (SCHP) | 2.0% | 1.6% | |
| 9 | SPDR Gold MiniShares (GLDM) | 0.9% | 1.1% | |
| 10 | Apple Inc (AAPL) | 0.8% | 0.8% | |
| — | iShares Gold Trust (IAU) | 0.8% | 0.5% | Left the top 10 |
| — | Barrick Gold Corp (ABX) | 0.8% | 0.4% | Left the top 10 |
Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).