SEC Form 4 Reporting Owner · CIK 0001679182

Thomas E Herman

CFO at Calamos Aksia Hedged Strategies Fund · CFO at Calamos Aksia Alternative Credit & Income Fund · CFO at Calamos Aksia Private Equity & Alternatives Fund · +2 more

Bought (12 mo) +$255K
Sold (12 mo) −$200K
Form 4 Filings 10
Companies 5
Filing Activity 2026-02-06 first filed 2021-02-26

Trading record

Open-market buys +$2.23M 8 filings
Open-market sales −$618K 2 filings
Sales under a 10b5-1 plan 0% 0 of 2 sale filings

Companies

CompanyRoleFilingsBoughtSoldNetHolding after latest filing
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CAPIXCalamos Aksia Alternative Credit & Income Fund Insider tradingCFO363,935.5318,726.59+45,208.9459,034 2025-12-03
N.A.Calamos Aksia Private Equity & Alternatives Fund Insider tradingCFO144,995.045—+44,995.04544,955 2025-07-08
CPZCalamos Long/Short Equity & Dynamic Income Trust Insider tradingCFO326,78326,783—0 2025-01-31
CSQCalamos Total Return Fund Insider tradingCFO123,190—+23,19023,190 2025-01-31

Common-stock shares bought and sold on the open market, as reported on Form 4. The holding is what the latest filing at each company reported owning after its transactions.

Insider Trading History

Company Type Value Filed
— Calamos Aksia Hedged Strategies ... Buy +$54,997 2026-02-06
— Calamos Aksia Hedged Strategies ... Buy +$199,993 2025-12-03
CAPIX Calamos Aksia Alternative Credit... Sell -$199,993 2025-12-03
N.A. Calamos Aksia Private Equity & A... Buy +$450,399 2025-07-08
CSQ Calamos Strategic Total Return Fund Buy +$424,667 2025-01-31
CPZ Calamos Long Short Equity & Dyna... Sell -$417,923 2025-01-31
CPZ Calamos Long Short Equity & Dyna... Buy +$253,668 2024-05-02
CAPIX Calamos Aksia Alternative Credit... Buy +$249,996 2023-12-20
CAPIX Calamos Aksia Alternative Credit... Buy +$399,998 2023-06-23
CPZ Calamos Long Short Equity & Dyna... Buy +$199,912 2021-02-26