James Kuffner Exercises Options at Symbotic Inc (SYM) — SEC Form 4, Oct 28, 2026

SEC Form 4 · No Market Transaction

Option Exercise

Derivative exercise — no open market transaction.

Reporting Owner

James Kuffner

CTO

TXN 2026-10-23 · FILED 2026-10-28

Equity Position 268K sh 219,858 → 267,781

Equity Change +21.8% shares held after vs before

Filing Lag 3 business days late vs 2-day SEC deadline

Form 4 · Statement of Changes in Beneficial Ownership

Symbotic Inc

SYM CIK 0001837240

Reporting Owner

Name	Relationship
James Kuffner CIK 0001877346	CTO

James Kuffner at Symbotic Inc Full insider history

Bought (12 mo) —

Sold (12 mo) $8,564,959

More from this insider at Symbotic Inc

Non-Derivative Securities Transactions

Title	Date	Type	Shares	Price	Net Total	Post-Txn	Ownership
Class A Common StockF1	2026-10-23	M - Exercise	47,923 A		—	267,781	Direct

Derivative Securities Transactions

Title	Strike	Date	Type	Shares	Price	Expiration	Underlying	Ownership
Restricted Stock UnitsF1 F2 F2		2026-10-23	M - Exercise	47,923 D	$0.00		47,923 Class A Common Stock	Direct

Footnotes (2)

F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock. Show more
F2: On January 23, 2025, the Reporting Person was granted 575,048 restricted stock units that vest as follows: 1/3 of the restricted stock units vest on January 23, 2026, and 1/12 of the restricted stock units vest quarterly thereafter, subject to the Reporting Person continued service with the Issuer on the applicable vesting dates. Show more

Institutional Holders

Largest by reported value

5%+ Holders · 13D/G 7 filers

Latest Schedule 13D/G per filer; stakes the filer reported closed are left out.

Other insiders at Symbotic Inc

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