Dipender Saluja Exercises Options at Joby Aviation Inc (JOBY) — SEC Form 4, Jun 03, 2026

SEC Form 4 · No Market Transaction
Option Exercise

Derivative exercise — no open market transaction.

Reporting Owner
Director
TXN 2026-06-02 · FILED 2026-06-03
Equity Position 29M sh 28,986,855 → 29,006,012
Equity Change +0.1% shares held after vs before
Filing Lag 1 business day within 2-day SEC deadline
Form 4 · Statement of Changes in Beneficial Ownership
Filing Date
2026-06-03
Report Date
2026-06-03
Accession No.
0001819848-26-000361
Accepted At
2026-06-03 20:15 UTC
Reporting Owner
Name Relationship
Dipender Saluja CIK 0001834268
Director
Dipender Saluja at Joby Aviation Inc Full insider history
Bought (12 mo) —
Sold (12 mo) —
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Non-Derivative Securities Transactions
Title Date Type Shares Price Net Total Post-Txn Ownership
Common Stock 2026-06-02 M - Exercise 19,157 A $0.00 — 191,435 Direct
Derivative Securities Transactions
Title Strike Date Type Shares Price Expiration Underlying Ownership
Restricted Stock Units (RSUs)F6F6 $0.00 2026-06-02 M - Exercise 19,157 D $0.00 19,157 Common Stock Direct
Restricted Stock Units (RSUs)F7F7 $0.00 2026-06-02 A - Award/Grant 18,850 A $0.00 18,850 Common Stock Direct
Non-Derivative Holdings
Title Shares Held Ownership
Common StockF1 21,514,683 Indirect By Technology Impact Fund, L.P.
Common StockF2 5,399,372 Indirect By Capricorn-Libra Investment Group, L.P.
Common StockF3 1,556,592 Indirect By Technology Impact Growth Fund, LP
Common StockF4 321,926 Indirect By Capricorn-Libra Partners, LLC
Common StockF5 22,004 Indirect By LLC
Footnotes (7)
F1
The shares of common stock are held of record by Technology Impact Fund, L.P., ("TIF"). The Reporting Person is an owner of the general partner of TIF. The Reporting Person disclaims beneficial ownership of the shares held by TIF except to the extent of his pecuniary interest therein, if any. Show more
F2
The shares of common stock are held of record by Capricorn-Libra Investment Group, L.P. ("C-L Group"), for which the Reporting Person has voting and dispositive power and therefore may be deemed to be the beneficial owner of such shares. The Reporting Person disclaims beneficial ownership of the shares held by C-L Group except to the extent of his pecuniary interest therein, if any. Show more
F3
The shares of common stock are held of record by Technology Impact Growth Fund, LP, ("TIGF"). The Reporting Person is an owner of the general partner of TIGF. The Reporting Person disclaims beneficial ownership of the shares held by TIGF except to the extent of his pecuniary interest therein, if any. Show more
F4
The shares of common stock are held of record by Capricorn-Libra Partners, LLC ("C-L Partners"). The Reporting Person is the sole manager of C-L Partners. The Reporting Person disclaims beneficial ownership of the shares held by C-L Partners except to the extent of his pecuniary interest therein, if any. Show more
F5
The shares of common stock are held of record by Saluja B. LLC, of which the Reporting Person is the manager. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any. Show more
F6
Represents an annual award of restricted stock units ("RSUs") to the Issuer's non-employee directors (the "2025 Annual Award"). The 2025 Annual Award shall fully vest on the earlier of (a) the date of the next annual meeting of the Issuer's stockholders and (b) June 6, 2026, in each case, subject to Reporting Person's continued status as a Service Provider (as defined in the Issuer's 2021 Incentive Award Plan) through the applicable vesting date. Each RSU represents a contingent right to receive one share of Common Stock upon vesting. Show more
F7
Represents an annual award of restricted stock units ("RSUs") to the Issuer's non-employee directors (the "2026 Annual Award"). The 2026 Annual Award shall fully vest on the earlier of (a) the date of the next annual meeting of the Issuer's stockholders and (b) June 2, 2027, in each case, subject to Reporting Person's continued status as a Service Provider (as defined in the Issuer's 2021 Incentive Award Plan) through the applicable vesting date. Each RSU represents a contingent right to receive one share of Common Stock upon vesting. Show more
5%+ Holders · 13D/G 5 filers
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