Jonathan Rubinstein Exercises Options at Robinhood Markets Inc (HOOD) — SEC Form 4, Apr 04, 2023

SEC Form 4 · No Market Transaction
Option Exercise

Derivative exercise — no open market transaction.

Reporting Owner
TXN 2023-03-31 · FILED 2023-04-04
Equity Position 93.8K sh 90,583 → 93,814
Equity Change +3.6% shares held after vs before
Filing Lag 2 business days within 2-day SEC deadline
Form 4 · Statement of Changes in Beneficial Ownership
Filing Date
2023-04-04
Report Date
2023-03-31
Accession No.
0001783879-23-000082
Accepted At
2023-04-04 22:34 UTC
Reporting Owner
Name Relationship
Jonathan Rubinstein CIK 0001209522
Director
Jonathan Rubinstein at Robinhood Markets Inc Full insider history
Bought (12 mo) —
Sold (12 mo) $5,611,795
More from this insider at Robinhood Markets Inc
2026-10-02 Exercise — View
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2026-06-03 Exercise — View
2026-04-02 Exercise — View
2026-01-05 Exercise — View
All filings by this insider at Robinhood Markets Inc
Non-Derivative Securities Transactions
Title Date Type Shares Price Net Total Post-Txn Ownership
Class A Common StockF1 2023-03-31 M - Exercise 3,231 A — 3,231 Direct
Non-Derivative Holdings
Title Shares Held Ownership
Class A Common StockF2 90,583 Indirect
Footnotes (2)
F1
On March 31, 2023, the Reporting Person was automatically granted 3,231 shares of Class A Common Stock under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of stock, and Robinhood's 2021 Omnibus Incentive Plan. This grant was made in lieu of cash fees, based on the March 31, 2023 closing price of $9.71 per share of Class A Common Stock, and these shares were fully vested upon grant. Show more
F2
Reflects the prior transfer of 4,528 shares of Class A Common Stock from the Reporting Person to a trust, which transfer effected only a change in the form of beneficial ownership and did not result in any change in the Reporting Person's pecuniary interest in such shares. Show more
5%+ Holders · 13D/G 3 filers
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