Gene Salkind Exercises Options at Mobiquity Technologies Inc (MOBQ) — SEC Form 4, Nov 09, 2023

SEC Form 4 · No Market Transaction
Option Exercise

Derivative exercise — no open market transaction.

Reporting Owner
Director 10% Owner
TXN 2023-11-07 · FILED 2023-11-09
Filing Lag 2 business days within 2-day SEC deadline
Form 4 · Statement of Changes in Beneficial Ownership
Filing Date
2023-11-09
Report Date
2023-11-07
Accession No.
0001683168-23-007787
Accepted At
2023-11-09 19:41 UTC
Reporting Owner
Name Relationship
Gene Salkind CIK 0001592481
Director 10% Owner
Gene Salkind at Mobiquity Technologies Inc Full insider history
Bought (12 mo) —
Sold (12 mo) —
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Derivative Securities Transactions
Title Strike Date Type Shares Price Expiration Underlying Ownership
Common StockF3F2 $0.70 2023-11-07 M - Exercise D 2023-11-30 428,571 Common Stock Direct
Preferred StockF3F3F1 $5.00 2023-11-07 A - Award/Grant 300,789 A 3,007,890 Common Stock Direct
Footnotes (3)
F1
Not applicable. Show more
F2
The derivative securities listed in Table II are derivative securities owned directly by Dr. Salkind and his wife and by the trust. Salkind has the right to convert $300,000 loan into common stock at $.70 per share or into the terms of a financing completed before November 30, 2023. Show more
F3
Salkind and his trust invested an additional $1,200,000 plus converted the $300,000 principal loan plus interest of $3,495 (totaling$1,503,495) into shares of Series G Preferred Stock, convertible at holders option at any time into common stock at an effective price of $.50 per share. Show more
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