James M Mock Exercises Options at Moderna Inc (MRNA) — SEC Form 4, Sep 03, 2026

SEC Form 4 · No Market Transaction

Option Exercise

Derivative exercise — no open market transaction.

Reporting Owner

James M Mock

CFO

TXN 2026-09-01 · FILED 2026-09-03

Equity Position 69.5K sh 68,201 → 69,479

Equity Change +1.9% shares held after vs before

Filing Lag 2 business days within 2-day SEC deadline

Form 4 · Statement of Changes in Beneficial Ownership

Moderna Inc

MRNA CIK 0001682852

Reporting Owner

Name	Relationship
James M Mock CIK 0001736359	CFO

James M Mock at Moderna Inc Full insider history

Bought (12 mo) —

Sold (12 mo) $4,685,094

More from this insider at Moderna Inc

Non-Derivative Securities Transactions

Title	Date	Type	Shares	Price	Net Total	Post-Txn	Ownership
Common StockF1 F1	2026-09-01	M - Exercise	2,475 A		—	69,479	Direct
Common StockF2	2026-09-01	F - Tax Payment	1,197 D	$140.34	-$167,987	68,282	Direct

Derivative Securities Transactions

Title	Strike	Date	Type	Shares	Price	Expiration	Underlying	Ownership
Restricted Stock UnitsF1 F1 F3 F3		2026-09-01	M - Exercise	2,475 D	$0.00		2,475 Common Stock	Direct

Footnotes (3)

F1: Restricted stock units convert into common stock on a one-for-one basis. Show more
F2: Represents shares withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the vest of restricted stock units. Show more
F3: 25% of the shares subject to this restricted stock unit award vested on March 1, 2026 with the remainder vesting in twelve (12) equal quarterly installments thereafter. Show more

Institutional Holders

Largest by reported value

5%+ Holders · 13D/G 3 filers

Latest Schedule 13D/G per filer; stakes the filer reported closed are left out.

Other insiders at Moderna Inc

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