Graham Purdy Buys $38.2K of Turning Point Brands Inc (TPB) — SEC Form 4, Oct 29, 2021
This is an amended filing (Form 4/A) — it supersedes the original filed October 28, 2021.
Open-Market Net Purchase · SEC Form 4
+$38,180
Equity position changed by +0.8%
Equity Position
130K sh
129,392 → 130,392
Equity Change
+0.8%
shares held after vs before
Filing Lag
1 business day
within 2-day SEC deadline
Form 4 · Statement of Changes in Beneficial Ownership
Reporting Owner
| Name | Relationship |
|---|---|
| Graham Purdy CIK 0001794878 |
COO
|
Graham Purdy at Turning Point Brands Inc
Full insider history
Bought (12 mo)
—
Sold (12 mo)
—
More from this insider at Turning Point Brands Inc
| 2026-03-26 | Award | — | View |
| 2026-03-05 | Award | — | View |
| 2026-01-07 | - | — | View |
| 2025-12-10 | Gift/Other | — | View |
| 2025-06-13 | Sell | -$3,853,546 | View |
Non-Derivative Securities Transactions
Derivative Holdings
| Title | Amount | Exercise Price | Expiration |
|---|---|---|---|
| Options (2021)F4F9 Common Stock | 9,000 | $51.75 | 2031-02-18 |
| Options (2020)F4F8 Common Stock | 11,000 | $14.85 | 2030-03-18 |
| Options (2019)F4F7 Common Stock | 5,500 | $47.58 | 2029-03-20 |
| Options (2018)F4F6 Common Stock | 8,900 | $21.21 | 2028-03-07 |
| Options (2017)F4F5 Common Stock | 5,000 | $15.41 | 2027-05-17 |
| Options (2014)F1F3 Common Stock | 5,216 | $3.83 | 2024-08-08 |
Footnotes (10)
- F1
- Granted pursuant to the issuer's 2006 Equity Plan Show more
- F2
- Includes 1,000 shares of common stock beneficially owned by the reporting person that were acquired in connection with the Issuer's IPO and were inadvertently excluded from previously filings. Show more
- F3
- The options vested and became exercisable as to 50% of the underlying shares on August 8, 2014, 25% of the underlying shares on August 8, 2015 and 25% of the underlying shares on August 8, 2016. Show more
- F4
- Granted pursuant to the issuer's 2015 Equity Incentive Plan. Show more
- F5
- The options vest and become exercisable as to 34% of the underlying shares on January 1, 2018, 33% of the underlying shares on January 1, 2019 and 33% of the underlying shares on January 1, 2020. Show more
- F6
- The options vest and become exercisable as to 34% of the underlying shares on January 1, 2019, 33% of the underlying shares on January 1, 2020 and 33% of the underlying shares on January 1, 2021. Show more
- F7
- The options vest and become exercisable as to 34% of the underlying shares on January 1, 2020, 33% of the underlying shares on January 1, 2021 and 33% of the underlying shares on January 1, 2022. Show more
- F8
- The options vest and become exercisable as to 34% of the underlying shares on January 1, 2021, 33% of the underlying shares on January 1, 2022, and 33% of the underlying shares on January 1, 2023. Show more
- F9
- The options vest and become exercisable as to 34% of the underlying shares on January 1, 2022, 33% of the underlying shares on January 1, 2023, and 33% of the underlying shares on January 1, 2024. Show more
- F10
- Average price paid for common stock based on a high price of $38.27 and a low price of $38.08. Show more
Remarks
1. This amendment is being filed to correct an error in the transaction code for the subject transaction used in the initial filing. The initial filing mistakenly used a transaction code of A for the subject transaction as opposed to the proper code for the transaction of P.
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