Steven Wu Buys $312K in Derivatives of American Battery Technology Co (ABAT) — SEC Form 4, Aug 25, 2026

Derivative Purchase · SEC Form 4

+$311,948

Derivative

Equity position changed by +7.6%

Reporting Owner

Steven Wu

COO

TXN 2026-08-25 · FILED 2026-08-25

Equity Position 453K sh 420,957 → 452,986

Equity Change +7.6% shares held after vs before

Filing Lag 0 business days within 2-day SEC deadline

Form 4 · Statement of Changes in Beneficial Ownership

American Battery Technology Co

ABAT CIK 0001576873

Reporting Owner

Name	Relationship
Steven Wu CIK 0002037821	COO

Steven Wu at American Battery Technology Co Full insider history

Bought (12 mo) $1,481,752

Sold (12 mo) $461,106

More from this insider at American Battery Technology Co

Non-Derivative Securities Transactions

Title	Date	Type	Shares	Price	Net Total	Post-Txn	Ownership
Common StockF1	2026-08-22	A - Award/Grant	63,373 A	$0.00	—	452,986	Direct
Common StockF2	2026-08-24	F - Tax Payment	31,344 D	$2.40	-$75,226	421,642	Direct

Derivative Securities Transactions

Title	Strike	Date	Type	Shares	Price	Expiration	Underlying	Ownership
WarrantsF3 F4 F5	$1.07	2026-08-25	P - Purchase	291,540 A	$1.07		291,540 Common Stock	Direct

Footnotes (5)

F1: Represents the vesting of Common Stock awarded pursuant to the terms of terms of the Reporting Person's employment agreement. Show more
F2: Represents the sale of Common Stock to cover tax liability associated with the vesting of the aforementioned Common Stock. Show more
F3: Represents the issuance of Warrants pursuant to the terms of terms of the Reporting Person's employment agreement. Show more
F4: The Warrants vest 4/16 on September 16, 2025, and thereafter 1/16th quarterly until fully vested. Show more
F5: The Warrants expire five years after issuance or vesting, whichever is later, beginning August 24, 2031. Show more

Institutional Holders

Largest by reported value

5%+ Holders · 13D/G 2 filers

Latest Schedule 13D/G per filer; stakes the filer reported closed are left out.

Other insiders at American Battery Technology Co

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