Tiezheng Li Exercises Options at FinVolution Group (FINV) — SEC Form 4, Jun 03, 2026

SEC Form 4 · No Market Transaction

Option Exercise

Derivative exercise — no open market transaction.

Reporting Owner

Tiezheng Li

CEO

TXN 2026-06-02 · FILED 2026-06-03

Equity Position 12.7M sh 12,296,490 → 12,664,790

Equity Change +3.0% shares held after vs before

Filing Lag 1 business day within 2-day SEC deadline

Form 4 · Statement of Changes in Beneficial Ownership

FinVolution Group

FINV CIK 0001691445

Reporting Owner

Name	Relationship
Tiezheng Li CIK 0001975789	Director CEO

Tiezheng Li at FinVolution Group Full insider history

Bought (12 mo) —

Sold (12 mo) —

More from this insider at FinVolution Group

2026-04-10	Exercise	—	View
2026-04-07	Exercise	—	View

Non-Derivative Securities Transactions

Title	Date	Type	Shares	Price	Net Total	Post-Txn	Ownership
Class A Ordinary SharesF1 F2	2026-06-01	M - Exercise	697,070 A	$0.00	—	4,945,440	Direct
Class A Ordinary SharesF1 F3	2026-06-02	F - Tax Payment	328,770 D	$1.05	-$345,209	4,616,670	Direct

Derivative Securities Transactions

Title	Strike	Date	Type	Shares	Price	Expiration	Underlying	Ownership
Restricted Share UnitsF5 F6 F6		2026-06-01	A - Award/Grant	697,070 A	$0.00		697,070 Class A ordinary shares	Direct
Restricted Share UnitsF5 F6 F6		2026-06-01	M - Exercise	697,070 D	$0.00		697,070 Class A ordinary shares	Direct

Non-Derivative Holdings

Title	Shares Held	Ownership
Class A Ordinary SharesF1 F4	7,719,350	Indirect Happyariel Holding Limited

Footnotes (6)

F1: The Class A ordinary shares are held in the form of American depositary shares. Each American depositary share represents five Class A ordinary shares. Show more
F2: Represents Class A ordinary shares acquired upon the vesting of restricted share units (RSUs) on June 1, 2026. Show more
F3: The shares were sold in a "sell-to-cover" transaction to cover tax withholding obligations in connection with the vesting and settlement of the RSUs. Show more
F4: Happyariel Holding Limited is beneficially owned by Mr. Tiezheng Li through a trust, of which Mr. Tiezheng Li is the settlor and Mr. Tiezheng Li and his family members are the beneficiaries. Mr. Tiezheng Li is the sole director of Happyariel Holding Limited. Show more
F5: Each RSU represents a contingent right to receive, when vested, one Class A ordinary share. Show more
F6: The RSUs vested on June 1, 2026 and have no expiration date. Show more

Institutional Holders

Largest by reported value

5%+ Holders · 13D/G 3 filers

Latest Schedule 13D/G per filer; stakes the filer reported closed are left out.

Other insiders at FinVolution Group

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