Farshad Ghasripoor Sells $127K of Energy Recovery Inc (ERII) — SEC Form 4, Feb 03, 2021

Open-Market Net Sale · SEC Form 4
−$126,589
10b5-1 Plan (Partial)

Equity position changed by -4.7%

Reporting Owner
Farshad Ghasripoor
CTO
TXN 2021-02-03 · FILED 2021-02-03
Equity Position 65.2K sh 68,456 → 65,231
Equity Change -4.7% shares held after vs before
Filing Lag 0 business days within 2-day SEC deadline
Form 4 · Statement of Changes in Beneficial Ownership

Energy Recovery Inc

ERII CIK 0001421517
All Energy Recovery Inc insider activity
Filing Date
2021-02-03
Report Date
2021-02-01
Accession No.
0001437749-21-001934
Accepted At
2021-02-04 02:42 UTC
Reporting Owner
Name Relationship
Farshad Ghasripoor CIK 0001723522
CTO
Farshad Ghasripoor at Energy Recovery Inc Full insider history
Bought (12 mo) —
Sold (12 mo) —
More from this insider at Energy Recovery Inc
2025-02-05 Gift/Other — View
2025-02-03 - — View
2025-01-29 - — View
2024-10-30 Sell -$189,120 View
2024-07-30 Sell -$59,672 View
All filings by this insider at Energy Recovery Inc
Non-Derivative Securities Transactions
Title Date Type Shares Price Net Total Post-Txn Ownership
Common StockF1F2 2021-02-01 A - Award/Grant 11,640 A $13.96 +$162,494 80,096 Direct
Common StockF3F4 2021-02-02 F - Tax Payment 4,785 D $13.96 -$66,790 75,311 Direct
Common StockF3F5 2021-02-03 F - Tax Payment 959 D $13.95 -$13,383 74,352 Direct
Common StockF6F7 2021-02-03 S - Sale 10b5-1 9,121 D $13.88 -$126,589 65,231 Direct
Derivative Securities Transactions
Title Strike Date Type Shares Price Expiration Underlying Ownership
Employee Stock Option (Right to Buy)F8 $13.96 2021-02-01 A - Award/Grant 31,124 A $0.00 2031-02-01 31,124 Common Stock Direct
Footnotes (8)
F1
Each restricted stock unit represents the right to receive, at settlement, one (1) share of the Company's Common Stock. Show more
F2
The restricted stock unit was granted on February 1, 2021 and vests 25% on each of the first four anniversaries of the grant date. Show more
F3
Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e). Show more
F4
This figure is the weighted average sales price of multiple trades ranging from $13.90 to $14.07 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request. Show more
F5
This figure is the weighted average sales price of multiple trades ranging from $13.81 to $14.03 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request. Show more
F6
This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020. Show more
F7
This figure is the weighted average sales price of multiple trades ranging from $13.73 to $14.05 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request. Show more
F8
This employee stock option was granted on February 1, 2021. 25% of the options will vest on the 1st anniversary of the grant date; thereafter, the remaining 75% vest 1/36th per month. Show more

Related filings at Energy Recovery Inc

Institutional Holders
13F holders · Jun 30, 2026 198 institutional managers reporting a position
Largest by reported value
  1. Black Rock, Inc. $57.2M
  2. Amundi $36.1M
  3. Vanguard Capital Management Llc $19.7M
5%+ Holders · 13D/G 1 filer

Latest Schedule 13D/G per filer; stakes the filer reported closed are left out.

Other insiders at Energy Recovery Inc
All Energy Recovery Inc insider activity
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