Roopal Thakkar Receives Stock Award at AbbVie Inc (ABBV) — SEC Form 4, Feb 20, 2024

SEC Form 4 · No Market Transaction
Stock Award

Compensation grant — no market purchase or sale.

Reporting Owner
TXN 2024-02-15 · FILED 2024-02-20
Equity Position 28.2K sh 10,377 → 28,173
Equity Change +171.5% shares held after vs before
Filing Lag 2 business days within 2-day SEC deadline
Form 4 · Statement of Changes in Beneficial Ownership
Filing Date
2024-02-20
Report Date
2024-02-15
Accession No.
0001415889-24-004421
Accepted At
2024-02-20 22:15 UTC
Reporting Owner
Name Relationship
Roopal Thakkar CIK 0002004979
SVP
Roopal Thakkar at AbbVie Inc Full insider history
Bought (12 mo) —
Sold (12 mo) —
More from this insider at AbbVie Inc
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Non-Derivative Securities Transactions
Title Date Type Shares Price Net Total Post-Txn Ownership
Common Stock, $0.01 par valueF1 2024-02-15 A - Award/Grant 8,022 A $0.00 — 18,399 Direct
Common Stock, $0.01 par valueF2 2024-02-15 A - Award/Grant 2,138 A $0.00 — 20,537 Direct
Common Stock, $0.01 par valueF3 2024-02-15 A - Award/Grant 1,844 A $0.00 — 22,381 Direct
Common Stock, $0.01 par valueF4 2024-02-15 A - Award/Grant 5,792 A $0.00 — 28,173 Direct
Derivative Securities Transactions
Title Strike Date Type Shares Price Expiration Underlying Ownership
Option (Right to buy)F5 $0.00 2024-02-15 A - Award/Grant 13,868 A $0.00 2034-02-14 13,868 Common Stock Direct
Footnotes (5)
F1
Represents shares of AbbVie common stock issued under a performance share award granted to the reporting person on February 18, 2021. The award is subject to performance-vesting restrictions based on earnings per share and relative total shareholder return. The performance-vesting restrictions with respect to these shares were released on the date reported in Column 2 above upon certification of performance goal attainment by the Compensation Committee of AbbVie's Board of Directors. The shares will be issued to the reporting person on February 28, 2024. Show more
F2
Represents shares of AbbVie common stock issued under a performance-vesting restricted stock unit award granted to the reporting person on February 18, 2021. The award is subject to performance-vesting restrictions based on a relative return on invested capital measure. The performance-vesting restrictions with respect to these shares were released on the date reported in Column 2 above upon certification of performance goal attainment by the Compensation Committee of AbbVie's Board of Directors. The shares will be issued to the reporting person on February 28, 2024. Show more
F3
Represents shares of AbbVie common stock issued under a performance-vesting restricted stock unit award granted to the reporting person on February 17, 2022. The award is subject to performance-vesting restrictions based on a relative return on invested capital measure. The performance-vesting restrictions with respect to these shares were released on the date reported in Column 2 above upon certification of performance goal attainment by the Compensation Committee of AbbVie's Board of Directors. The shares will be issued to the reporting person on February 28, 2024. Show more
F4
Represents shares of AbbVie common stock issued under a performance-vesting restricted stock unit award granted to the reporting person on February 16, 2023. The award is subject to performance-vesting restrictions based on a relative return on invested capital measure. The performance-vesting restrictions with respect to these shares were released on the date reported in Column 2 above upon certification of performance goal attainment by the Compensation Committee of AbbVie's Board of Directors. The shares will be issued to the reporting person on February 28, 2024. Show more
F5
Employee stock option granted pursuant to the AbbVie Amended and Restated 2013 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3. The option becomes exercisable in annual increments of 7,775 on February 15, 2025, 7,775 on February 15, 2026, and 7,774 on February 15, 2027. Show more
5%+ Holders · 13D/G 1 filer
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