Rami Elghandour Exercises Options at Arcellx Inc (ACLX) — SEC Form 4, Feb 09, 2024

SEC Form 4 · No Market Transaction

Option Exercise

Derivative exercise — no open market transaction.

Reporting Owner

Rami Elghandour

CEO

TXN 2024-02-07 · FILED 2024-02-09

Equity Position 130K sh 60,193 → 130,404

Equity Change +116.6% shares held after vs before

Filing Lag 2 business days within 2-day SEC deadline

Form 4 · Statement of Changes in Beneficial Ownership

Arcellx Inc

ACLX CIK 0001786205

Reporting Owner

Name	Relationship
Rami Elghandour CIK 0001613689	Director CEO

Rami Elghandour at Arcellx Inc Full insider history

Bought (12 mo) —

Sold (12 mo) $10,243,267

More from this insider at Arcellx Inc

Non-Derivative Securities Transactions

Title	Date	Type	Shares	Price	Net Total	Post-Txn	Ownership
Common StockF1	2024-02-07	M - Exercise	70,211 A	$0.00	—	130,404	Direct

Derivative Securities Transactions

Title	Strike	Date	Type	Shares	Price	Expiration	Underlying	Ownership
Restricted Stock UnitF1 F2 F2		2024-02-07	M - Exercise	70,211 D	$0.00		70,211 Common Stock	Direct

Footnotes (2)

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. Show more
F2: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2022 Equity Incentive Plan) through each applicable vesting date, one-third (1/3rd) of the RSUs subject to the award will vest each year following RSU Grant Date on the same day of the month as the RSU Grant Date (or, if there is no corresponding day in a particular month, then the last day of the month) over three (3) years. "RSU Grant Date" shall mean February 7, 2022. Show more