Derek J. Eisele Transfers Shares of Silvergate Capital Corp (SI) — SEC Form 4, Jan 18, 2022
SEC Form 4 · No Market Transaction
Gift
Transfer of shares as a gift.
Equity Position
179K sh
179,280 → 179,280
Filing Lag
2 business days
within 2-day SEC deadline
Form 4 · Statement of Changes in Beneficial Ownership
Reporting Owner
| Name | Relationship |
|---|---|
| Derek J. Eisele CIK 0001757644 |
EVP
|
Derek J. Eisele at Silvergate Capital Corp
Full insider history
Bought (12 mo)
—
Sold (12 mo)
—
More from this insider at Silvergate Capital Corp
| 2022-03-01 | Exercise | — | View |
| 2022-02-24 | Award | — | View |
| 2021-11-23 | Exercise | — | View |
| 2021-11-05 | Sell | -$6,022,877 | View |
| 2021-10-26 | Sell | -$6,029,042 | View |
Non-Derivative Securities Transactions
Derivative Holdings
| Title | Amount | Exercise Price | Expiration |
|---|---|---|---|
| Restricted Stock UnitsF4F5F5 Class A Common Stock | 1,821 | ||
| Non-Qualified Stock OptionsF6 Class A Common Stock | 10,716 | $16.09 | 2029-11-19 |
| Restricted Stock UnitsF4F7F7 Class A Common Stock | 313 | ||
| Non-Qualified Stock OptionsF8 Class A Common Stock | 755 | $127.56 | 2031-02-26 |
| Non-Qualified Stock Options Class A Common Stock | 30,000 | $5.64 | 2024-10-24 |
Footnotes (8)
- F1
- The Reporting Person gifted these shares to the Eisele Family Trust. Show more
- F2
- The reporting person is a co-trustee and remainder beneficiary of the Credit Shelter Trust U/W of Mary P. Eisele. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest. Show more
- F3
- The reporting person is a trustee and beneficiary of the George R. Eisele Irrevocable Trust II. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest. Show more
- F4
- Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. Show more
- F5
- The restricted stock units vest in four equal annual installments beginning on November 19, 2020. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of Class A Common Stock shares that corresponds to the number of restricted stock units that have become vested on the applicable vesting date, less any shares withheld to satisfy federal, state, local and foreign taxes of any kind. Show more
- F6
- The option becomes exercisable in four equal annual installments beginning November 19, 2020. Show more
- F7
- The restricted stock units vest in three equal annual installments beginning on February 26, 2022. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of Class A Common Stock shares that corresponds to the number of restricted stock units that have become vested on the applicable vesting date, less any shares withheld to satisfy federal, state, and local taxes of any kind. Show more
- F8
- The option becomes exercisable in three annual installments beginning February 26, 2022. Show more
Related filings at Silvergate Capital Corp
Institutional Holders
13F holders · Jun 30, 2026
3
institutional managers reporting a position
Largest by reported value
Other insiders at Silvergate Capital Corp
GET /v1/forms/4/0001312109-22-000016
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