Son-Jai Paik Receives Stock Award at Silvergate Capital Corp (SI) — SEC Form 4, Mar 01, 2021

SEC Form 4 · No Market Transaction

Stock Award

Compensation grant — no market purchase or sale.

Reporting Owner

Son-Jai Paik

EVP

TXN 2021-02-26 · FILED 2021-03-01

Equity Position 11.3K sh 11,278 → 11,278

Filing Lag 1 business day within 2-day SEC deadline

Form 4 · Statement of Changes in Beneficial Ownership

Silvergate Capital Corp

SI CIK 0001312109

Reporting Owner

Name	Relationship
Son-Jai Paik CIK 0001384974	EVP

Son-Jai Paik at Silvergate Capital Corp Full insider history

Bought (12 mo) —

Sold (12 mo) —

More from this insider at Silvergate Capital Corp

Derivative Securities Transactions

Title	Strike	Date	Type	Shares	Price	Expiration	Underlying	Ownership
Restricted Stock UnitsF1 F2 F2		2021-02-26	A - Award/Grant	718 A	$0.00		718 Class A Common Stock	Direct
Non-Qualified Stock OptionsF3	$127.56	2021-02-26	A - Award/Grant	1,731 A	$0.00	2031-02-26	1,731 Class A Common Stock	Direct

Non-Derivative Holdings

Title	Shares Held	Ownership
Class A Common Stock	11,110	Indirect
Class A Common Stock	168.0147	Indirect

Footnotes (3)

F1: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. Show more
F2: The restricted stock units vest in three equal annual installments beginning on February 26, 2022. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of Class A Common Stock shares that corresponds to the number of restricted stock units that have become vested on the applicable vesting date, less any shares withheld to satisfy federal, state, and local taxes of any kind. Show more
F3: The option becomes exercisable in three annual installments beginning February 26, 2022. Show more

Institutional Holders

Largest by reported value

Other insiders at Silvergate Capital Corp

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