John P Calamos Sr and 2 Others Receives Stock Award at Calamos Aksia Hedged Strategies Fund — SEC Form 4, Oct 02, 2025
SEC Form 4 · No Market Transaction
Stock Award
Compensation grant — no market purchase or sale.
Reporting Owners
Officer
10% Owner
10%+
TXN 2025-09-30
·
FILED 2025-10-02
Equity Position
933K sh
-1,202 → 933,101
Filing Lag
2 business days
within 2-day SEC deadline
Form 4 · Statement of Changes in Beneficial Ownership
Reporting Owners
| Name | Relationship |
|---|---|
| John P Calamos Sr CIK 0001248580 |
Officer
10% Owner
|
| Calamos Advisors LLC CIK 0001316507 |
10% Owner
|
| Calamos Investments LLC CIK 0001536407 |
10% Owner
|
John P Calamos Sr at Calamos Aksia Hedged Strategies Fund
Full insider history
Bought (12 mo)
$5,040
Sold (12 mo)
—
More from this insider at Calamos Aksia Hedged Strategies Fund
| 2026-07-01 | Gift/Other | — | View |
| 2026-03-12 | Buy | +$5,040 | View |
Non-Derivative Securities Transactions
| Title | Date | Type | Shares | Price | Net Total | Post-Txn | Ownership |
|---|---|---|---|---|---|---|---|
| Class I Common StockF1F2F3 | 2025-09-30 | D - Return to Issuer | 9,000 D | $0.00 | — | 1,000 | Direct |
| Class A Common StockF1F3F4 | 2025-09-30 | A - Award/Grant | 3,000 A | $0.00 | — | 3,000 | Direct |
| Class C Common StockF1F3F4 | 2025-09-30 | A - Award/Grant | 3,000 A | $0.00 | — | 3,000 | Direct |
| Class M Common StockF1F3F4 | 2025-09-30 | A - Award/Grant | 3,000 A | $0.00 | — | 3,000 | Direct |
| Class I Common StockF5F3F4 | 2025-09-30 | J - Other | 923,101.64 A | $0.00 | — | 924,101.64 | Direct |
| Class I Common StockF6F3F7 | 2025-09-30 | J - Other | 11,202.69 A | $0.00 | — | 11,202.69 | Direct |
Footnotes (7)
- F1
- Calamos Investments LLC exchanged 9,000 shares of Class I Common Stock for 3,000 shares of Class A Common Stock, 3,000 shares of Class C Common Stock, and 3,000 shares of Class M Common Stock for no additional consideration. Show more
- F2
- Shares held directly by Calamos Investments LLC, previously reported as indirectly owned by John P. Calamos, Sr. Show more
- F3
- John P. Calamos, Sr., Calamos Investments LLC, and Calamos Advisors LLC are members of a "group" for purposes of Section 13(d) of the Exchange Act. Mr. Calamos is the founder, chairman, and Global Chief Investment Officer of Calamos Investments LLC and Calamos Advisors LLC. Calamos Investments LLC is the sole member and manager of Calamos Advisors LLC. Each reporting person disclaims beneficial ownership of the shares held by the other group members, except to the extent of their respective pecuniary interest therein. Show more
- F4
- Shares held directly by Calamos Investments LLC. Show more
- F5
- Acquisition of issuer securities via a pro rata distribution of portfolio securities by a limited partnership of which Calamos Investments LLC is a limited partner. Show more
- F6
- Acquisition of issuer securities via a pro rata distribution of portfolio securities by a limited partnership of which Calamos Advisors LLC is a limited partner. Show more
- F7
- Shares held directly by Calamos Advisors LLC. Show more
Related filings at Calamos Aksia Hedged Strategies Fund
5%+ Holders · 13D/G
5 filers
-
John P Calamos, Sr. 16.2%
-
Zhang Qin 13.0%
-
Huang Ming 14.0%
Other insiders at Calamos Aksia Hedged Strategies Fund
GET /v1/forms/4/0001248580-25-000006
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