Ra Capital Management, L.P. and 4 Others Buys $46.6M of Bambusa Therapeutics Inc (BBTX) — SEC Form 4, Nov 03, 2026

Open-Market Net Purchase · SEC Form 4
+$46,639,957
Reporting Owners
Director 10% Owner
Director 10% Owner

+ 2 more

TXN 2026-11-02 · FILED 2026-11-03
Equity Position 5.93M sh -1,495,971 → 5,933,787
Insider Cluster 7 buying within 30 days — view cluster
Filing Lag 1 business day within 2-day SEC deadline
Form 4 · Statement of Changes in Beneficial Ownership
Filing Date
2026-11-03
Report Date
2026-11-03
Accession No.
0001231919-26-001533
Accepted At
2026-11-03 23:09 UTC
Reporting Owners
Name Relationship
Ra Capital Management, L.P. CIK 0001346824
Director 10% Owner
Ra Capital Healthcare Fund LP CIK 0001315082
Director 10% Owner
Ra Capital Nexus Fund III, L.P. CIK 0001883840
Director
Peter Kolchinsky CIK 0001384859
Director 10% Owner
Rajeev M. Shah CIK 0001619841
Director 10% Owner
Ra Capital Management, L.P. at Bambusa Therapeutics Inc Full insider history
Bought (12 mo) $46,639,957
Sold (12 mo) —
Non-Derivative Securities Transactions
Title Date Type Shares Price Net Total Post-Txn Ownership
Common StockF1F2F3 2026-10-30 P - Purchase 189,909 A $14.23 +$2,702,405 189,909 Indirect See footnotes
Common StockF4F2F3 2026-10-30 P - Purchase 263,911 A $14.92 +$3,937,552 453,820 Indirect See footnotes
Common StockF5F2F3 2026-11-02 C - Conversion 3,144,858 A — 3,598,678 Indirect See footnotes
Common StockF5F2F6 2026-11-02 C - Conversion 1,331,080 A — 1,331,080 Indirect See footnotes
Common StockF2F3 2026-11-02 P - Purchase 2,335,109 A $16.00 +$37,361,744 5,933,787 Indirect See footnotes
Common StockF2F6 2026-11-02 P - Purchase 164,891 A $16.00 +$2,638,256 1,495,971 Indirect See footnotes
Derivative Securities Transactions
Title Strike Date Type Shares Price Expiration Underlying Ownership
Series A-1 Preferred StockF5F5F5F2F3 2026-11-02 C - Conversion 2,844,910 D $0.00 2,844,910 Common Stock Indirect See footnotes
Series A-1 Preferred StockF5F5F5F2F6 2026-11-02 C - Conversion 1,278,148 D $0.00 1,278,148 Common Stock Indirect See footnotes
Series A-2 Preferred StockF5F5F5F2F3 2026-11-02 C - Conversion 299,948 D $0.00 299,948 Common Stock Indirect See footnotes
Series A-2 Preferred StockF5F5F5F2F6 2026-11-02 C - Conversion 52,932 D $0.00 52,932 Common Stock Indirect See footnotes
Footnotes (6)
F1
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.61 to $14.58 inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Show more
F2
RA Capital Management, L.P. (the "Adviser") is the investment manager for RA Capital Healthcare Fund, L.P. (the "Fund") and RA Capital Nexus Fund III, L.P. (the "Nexus Fund III"). The general partner of the Adviser is RA Capital Management GP, LLC (the "Adviser GP"), of which Dr. Peter Kolchinsky and Mr. Rajeev Shah are the managing members. Each of the Adviser, the Adviser GP, the Fund, the Nexus Fund III, Dr. Kolchinsky and Mr. Shah disclaims beneficial ownership of any of the reported securities, except to the extent of its or his respective pecuniary interest therein. Show more
F3
Held directly by the Fund. Show more
F4
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $14.65 to $15.00 inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Show more
F5
All shares of the preferred stock, par value $0.00001 per share, of the Issuer automatically converted on a one-for-one basis to shares of the Issuer's common stock, par value $0.00001 per share ("Common Stock") prior to the closing of the Issuer's initial public offering of its Common Stock. Show more
F6
Held directly by the Nexus Fund III. Show more
Remarks

Dr. Derek DiRocco, a Partner of the Adviser, serves on the Issuer's board of directors.

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5%+ Holders · 13D/G 2 filers
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