James W Forrester Jr Sells $176K of SeaWorld Entertainment Inc (SEAS) — SEC Form 4, Mar 06, 2023

Open-Market Net Sale · SEC Form 4
−$175,754

Equity position changed by +20.0%

Reporting Owner
TXN 2023-03-03 · FILED 2023-03-06
Equity Position 8.35K sh 6,955 → 8,345
Equity Change +20.0% shares held after vs before
Filing Lag 1 business day within 2-day SEC deadline
Form 4 · Statement of Changes in Beneficial Ownership
Filing Date
2023-03-06
Report Date
2023-02-28
Accession No.
0001209191-23-016224
Accepted At
2023-03-06 21:00 UTC
Reporting Owner
Name Relationship
James W Forrester Jr CIK 0001962573
CFO
James W Forrester Jr at SeaWorld Entertainment Inc Full insider history
Bought (12 mo) —
Sold (12 mo) $41,071
More from this insider at SeaWorld Entertainment Inc
All filings by this insider at SeaWorld Entertainment Inc
Non-Derivative Securities Transactions
Title Date Type Shares Price Net Total Post-Txn Ownership
Common StockF1 2023-02-28 A - Award/Grant 840 A $0.00 — 5,180 Direct
Common StockF2 2023-02-28 A - Award/Grant 102 A $0.00 — 5,282 Direct
Common StockF3 2023-02-28 F - Tax Payment 282 D $64.60 -$18,217 5,000 Direct
Common StockF4 2023-03-02 A - Award/Grant 3,079 A $0.00 — 8,079 Direct
Common StockF5 2023-03-02 A - Award/Grant 266 A $0.00 — 8,345 Direct
Common StockF6 2023-03-03 S - Sale 2,615 D $67.21 -$175,754 5,730 Direct
Derivative Securities Transactions
Title Strike Date Type Shares Price Expiration Underlying Ownership
Employee Stock option (right to buy)F7 $64.94 2023-03-02 A - Award/Grant 3,079 A $0.00 2033-03-02 3,079 Common Stock Direct
Footnotes (7)
F1
Represents common stock of the Issuer acquired upon settlement of a performance-based restricted stock unit award previously granted to the Reporting Person related to the 2019 Long Term Incentive Plan. Show more
F2
Represents common stock of the Issuer acquired upon settlement of a performance-based restricted stock unit award previously granted to the Reporting Person related to the 2022 Bonus Incentive Plan. Show more
F3
Shares withheld by the Company for the payment of tax liability incident to the vesting of shares of restricted stock. Show more
F4
Represents restricted stock units issued pursuant to the Issuer's 2017 Omnibus Incentive Plan, which vests over four years, with 25% vesting on each of the first four anniversaries of the date of grant. Show more
F5
Represents restricted stock units issued pursuant to the Issuer's 2017 Omnibus Incentive Plan, which vests over two years, with 50% vesting on each of the first two anniversaries of the date of grant. Show more
F6
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $67.18 to $67.29, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Show more
F7
The option becomes exercisable over four years, with 25% becoming exercisable on each of the first four anniversaries of the date of grant. Show more
Remarks

Title: Interim Chief Financial Officer and Treasurer

Show more
5%+ Holders · 13D/G 3 filers
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