Richard Loren Davis Receives Stock Award at Triumph Financial Inc (TFIN) — SEC Form 4, Feb 03, 2023

SEC Form 4 · No Market Transaction

Stock Award

Compensation grant — no market purchase or sale.

Reporting Owner

Richard Loren Davis

Director

TXN 2023-02-01 · FILED 2023-02-03

Equity Position 222K sh 221,243 → 221,843

Equity Change +0.3% shares held after vs before

Filing Lag 2 business days within 2-day SEC deadline

Form 4 · Statement of Changes in Beneficial Ownership

Triumph Financial Inc

TFIN CIK 0001539638

Reporting Owner

Name	Relationship
Richard Loren Davis CIK 0001623821	Director

Richard Loren Davis at Triumph Financial Inc Full insider history

Bought (12 mo) —

Sold (12 mo) —

More from this insider at Triumph Financial Inc

Non-Derivative Securities Transactions

Title	Date	Type	Shares	Price	Net Total	Post-Txn	Ownership
Common StockF1 F1 F2	2023-02-01	A - Award/Grant	600 A	$0.00	—	53,685	Direct

Non-Derivative Holdings

Footnotes (5)

F1: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. Show more
F2: Consists of (i) 15,057 shares of common stock of Issuer beneficially owned by the reporting person, and (ii) 38,628 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Sheree Davis. Show more
F3: These 74,079 shares are beneficially owned by reporting person as trustee of the Rick Davis 2006 Family Trust. Reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Show more
F4: These 74,079 shares are beneficially owned by reporting person as trustee of the Sheree Davis 2006 Children's Trust. Reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Show more
F5: Each Depository Share represents a I/40th interest in a share of the Issuer's 7.125% Series C Fixed Rate Non-Cumulative Perpetual Preferred Stock, par value $0.01 per share. Shares purchased in an underwritten public offering. Show more

Institutional Holders

Largest by reported value

5%+ Holders · 13D/G 5 filers

Latest Schedule 13D/G per filer; stakes the filer reported closed are left out.

Other insiders at Triumph Financial Inc

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