Michael G Mccaffery Receives Stock Award at C3 ai Inc (AI) — SEC Form 4, Oct 07, 2022

SEC Form 4 · No Market Transaction

Stock Award

Compensation grant — no market purchase or sale.

Reporting Owner

Michael G Mccaffery

Director

TXN 2022-10-05 · FILED 2022-10-07

Filing Lag 2 business days within 2-day SEC deadline

Form 4 · Statement of Changes in Beneficial Ownership

C3 ai Inc

AI CIK 0001577526

Reporting Owner

Name	Relationship
Michael G Mccaffery CIK 0001256735	Director

Michael G Mccaffery at C3 ai Inc Full insider history

Bought (12 mo) —

Sold (12 mo) —

More from this insider at C3 ai Inc

Derivative Securities Transactions

Title	Strike	Date	Type	Shares	Price	Expiration	Underlying	Ownership
Stock Option (Right to Buy)F1	$13.49	2022-10-05	A - Award/Grant	59,700 A	$0.00	2032-10-04	59,700 Class A Common Stock	Direct

Footnotes (1)

F1: Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter, commencing on October 5, 2022 (the "Vesting Commencement Date"), then 5% of the shares subject to the option shall vest on the last day of such fiscal quarter (the "Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such suspended Quarterly Shares being referred to collectively as the "Suspended Shares"). For any Suspended Shares, such shares shall vest only following the fifth anniversary of the applicable Vesting Commencement Date, if the Reporting Person satisfies the attendance requirements in subsequent periods. Show more

Institutional Holders

Largest by reported value

5%+ Holders · 13D/G 3 filers

Latest Schedule 13D/G per filer; stakes the filer reported closed are left out.

Other insiders at C3 ai Inc

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