Denis P. Coleman Exercises Options at Goldman Sachs Group Inc (GS) — SEC Form 4, Jan 27, 2022

SEC Form 4 · No Market Transaction
Option Exercise

Derivative exercise — no open market transaction.

Reporting Owner
Denis P. Coleman
CFO
TXN 2022-01-25 · FILED 2022-01-27
Equity Position 39.2K sh 28,440 → 39,232
Equity Change +38.0% shares held after vs before
Filing Lag 2 business days within 2-day SEC deadline
Form 4 · Statement of Changes in Beneficial Ownership

Goldman Sachs Group Inc

GS CIK 0000886982
All Goldman Sachs Group Inc insider activity
Filing Date
2022-01-27
Report Date
2022-01-25
Accession No.
0001209191-22-005206
Accepted At
2022-01-27 21:30 UTC
Reporting Owner
Name Relationship
Denis P. Coleman CIK 0001900188
CFO
Denis P. Coleman at Goldman Sachs Group Inc Full insider history
Bought (12 mo) —
Sold (12 mo) $17,619,505
More from this insider at Goldman Sachs Group Inc
2026-10-27 Exercise — View
2026-05-18 Sell -$6,675,613 View
2026-04-30 Exercise — View
2026-02-11 Sell -$10,943,892 View
2026-01-29 Exercise — View
All filings by this insider at Goldman Sachs Group Inc
Non-Derivative Securities Transactions
Title Date Type Shares Price Net Total Post-Txn Ownership
Common Stock, par value $0.01 per shareF1 2022-01-25 M - Exercise 20,364 A — 35,632 Direct
Common Stock, par value $0.01 per shareF2F2 2022-01-25 F - Tax Payment 9,572 D $343.39 -$3,286,929 26,060 Direct
Derivative Securities Transactions
Title Strike Date Type Shares Price Expiration Underlying Ownership
Restricted Stock UnitsF1F1F1F1 2022-01-25 M - Exercise 20,364 D 20,364 Common Stock, par value $0.01 per share Direct
Non-Derivative Holdings
Title Shares Held Ownership
Common Stock, par value $0.01 per shareF3 3,600 Indirect
Footnotes (3)
F1
On January 25, 2022, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation for years prior to 2021 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2021 compensation. Show more
F2
Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. Show more
F3
Held through trusts, the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. Show more

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