James Lawrence Dolan and Kristin A Dolan Exercises Options at Madison Square Garden Entertainment Corp (MSGE) — SEC Form 4, Sep 17, 2021

SEC Form 4 · No Market Transaction
Option Exercise

Derivative exercise — no open market transaction.

Reporting Owners
James Lawrence Dolan
CEO
Kristin A Dolan
Director
TXN 2021-09-15 · FILED 2021-09-17
Equity Position 297K sh 273,602 → 296,701
Equity Change +8.4% shares held after vs before
Filing Lag 2 business days within 2-day SEC deadline
Form 4 · Statement of Changes in Beneficial Ownership

Madison Square Garden Entertainment Corp

MSGE CIK 0001795250
All Madison Square Garden Entertainment Corp insider activity
Filing Date
2021-09-17
Report Date
2021-09-15
Accession No.
0001209191-21-056637
Accepted At
2021-09-17 20:30 UTC
Reporting Owners
Name Relationship
James Lawrence Dolan CIK 0000933028
Director CEO Member of 13(d) Group
Kristin A Dolan CIK 0001480991
Director
James Lawrence Dolan at Madison Square Garden Entertainment Corp Full insider history
Bought (12 mo) —
Sold (12 mo) —
More from this insider at Madison Square Garden Entertainment Corp
2026-09-17 Exercise — View
2026-06-12 Award — View
2026-02-19 Exercise — View
2025-09-17 Exercise — View
2025-09-11 Gift/Other — View
All filings by this insider at Madison Square Garden Entertainment Corp
Non-Derivative Securities Transactions
Title Date Type Shares Price Net Total Post-Txn Ownership
Class A Common StockF1F2F3 2021-09-15 M - Exercise 4,071 A $0.00 — 251,280 Direct
Class A Common StockF4F2F3 2021-09-15 M - Exercise 812 A $0.00 — 252,092 Direct
Class A Common StockF5F2F3 2021-09-15 M - Exercise 5,399 A $0.00 — 257,491 Direct
Class A Common StockF6F2F3 2021-09-15 M - Exercise 11,315 A $0.00 — 268,806 Direct
Class A Common StockF7F2F3 2021-09-15 M - Exercise 13,030 A $0.00 — 281,836 Direct
Class A Common StockF8F2F3 2021-09-15 F - Tax Payment 18,394 D $80.51 -$1,480,901 263,442 Direct
Class A Common StockF9F2F3 2021-09-15 M - Exercise 12,211 A $0.00 — 275,653 Direct
Class A Common StockF10F2F3 2021-09-15 M - Exercise 2,436 A $0.00 — 278,089 Direct
Class A Common StockF11F2F3 2021-09-15 F - Tax Payment 7,781 D $80.51 -$626,448 270,308 Direct
Derivative Securities Transactions
Title Strike Date Type Shares Price Expiration Underlying Ownership
Restricted Stock UnitsF1F1F3 2021-09-15 M - Exercise 4,071 D $0.00 2021-09-15 4,071 Class A Common Stock Direct
Restricted Stock UnitsF4F4F3 2021-09-15 M - Exercise 812 D $0.00 2021-09-15 812 Class A Common Stock Direct
Restricted Stock UnitsF5F5F3 2021-09-15 M - Exercise 5,399 D $0.00 2022-09-15 5,399 Class A Common Stock Direct
Restricted Stock UnitsF6F6F3 2021-09-15 M - Exercise 11,315 D $0.00 2023-09-15 11,315 Class A Common Stock Direct
Restricted Stock UnitsF7F7F3 2021-09-15 M - Exercise 13,030 D $0.00 2023-09-15 13,030 Class A Common Stock Direct
Performance Restricted Stock UnitsF9F9F3 2021-09-15 M - Exercise 12,211 D $0.00 2021-09-15 12,211 Class A Common Stock Direct
Performance Restricted Stock UnitsF10F10F3 2021-09-15 M - Exercise 2,436 D $0.00 2021-09-15 2,436 Class A Common Stock Direct
Non-Derivative Holdings
Title Shares Held Ownership
Class A Common StockF12 14,119 Indirect
Class A Common StockF13 746 Indirect
Footnotes (13)
F1
Each restricted stock unit ("RSU") was granted on April 17, 2020 under the Madison Square Garden Entertainment Corp. ("MSGE") 2020 Employee Stock Plan (the "2020 Employee Stock Plan") in respect of an RSU granted by Madison Square Garden Sports Corp. ("MSGS") on August 29, 2018 and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. Half of the RSUs vested and were settled on September 15, 2020. The remaining half of the RSUs vested and were settled on September 15, 2021. Show more
F2
Includes shares held jointly with spouse. Show more
F3
Securities held directly by James L. Dolan, Kristin A. Dolan's spouse, or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Show more
F4
Each RSU was granted on April 17, 2020 under the 2020 Employee Stock Plan in respect of an RSU granted by MSGS on October 3, 2018 and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. Half of the RSUs vested and were settled on September 15, 2020. The remaining half of the RSUs vested and were settled on September 15, 2021. Show more
F5
Each RSU was granted on April 17, 2020 under the 2020 Employee Stock Plan in respect of an RSU granted by MSGS on August 29, 2019 and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. One-third of the RSUs vested and were settled on September 15, 2020. One-third of the RSUs vested and were settled on September 15, 2021. The remaining one-third of the RSUs are scheduled to vest and settle on September 15, 2022. Show more
F6
Each RSU was granted on August 26, 2020 under the MSG Networks Inc. 2010 Employee Stock Plan, as amended, and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. One-third of the RSUs vested and were settled on September 15, 2021. The remaining two-thirds of the RSUs are scheduled to vest and settle in two equal installments on September 15, 2022 and September 15, 2023. Show more
F7
Each RSU was granted on August 25, 2020 under the 2020 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. One-third of the RSUs vested and were settled on September 15, 2021. The remaining two-thirds of the RSUs are scheduled to vest and settle in two installments on September 15, 2022 and September 15, 2023. Show more
F8
Represents RSUs of MSGE withheld to satisfy tax withholding obligations in connection with the vesting of RSUs described in footnotes 1, 4, 5, 6 and 7, exempt under Rule 16b-3. Show more
F9
Each performance restricted stock unit ("PSU") was granted on April 17, 2020 under the 2020 Employee Stock Plan in respect of a PSU granted by MSGS on August 29, 2018 and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. The performance conditions were satisfied on August 27, 2021. The PSUs vested and were settled on September 15, 2021. Show more
F10
Each PSU was granted on April 17, 2020 under the 2020 Employee Stock Plan in respect of a PSU granted by MSGS on October 3, 2018 and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. The performance conditions were satisfied on August 27, 2021. The PSUs vested and were settled on September 15, 2021. Show more
F11
Represents PSUs of MSGE withheld to satisfy tax withholding obligations in connection with the vesting of PSUs described in footnotes 9 and 10, exempt under Rule 16b-3. Show more
F12
Securities held directly by Kristin A. Dolan, James L. Dolan's spouse. Mr. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Ms. Dolan (other than securities in which he has a direct pecuniary interest) and this report shall not be deemed to be an admission that he is, for purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Show more
F13
Reporting Persons disclaim beneficial ownership of all securities of MSGE beneficially owned and deemed to be beneficially owned by their minor children and this report shall not be deemed an admission that Reporting Persons are, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Show more

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5%+ Holders · 13D/G 8 filers

Latest Schedule 13D/G per filer; stakes the filer reported closed are left out.

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