David M Solomon Exercises Options at Goldman Sachs Group Inc (GS) — SEC Form 4, Apr 30, 2021

SEC Form 4 · No Market Transaction
Option Exercise

Derivative exercise — no open market transaction.

Reporting Owner
David M Solomon
CEO
TXN 2021-04-29 · FILED 2021-04-30
Equity Position 167K sh 148,418 → 167,157
Equity Change +12.6% shares held after vs before
Filing Lag 1 business day within 2-day SEC deadline
Form 4 · Statement of Changes in Beneficial Ownership

Goldman Sachs Group Inc

GS CIK 0000886982
All Goldman Sachs Group Inc insider activity
Filing Date
2021-04-30
Report Date
2021-04-29
Accession No.
0001209191-21-029302
Accepted At
2021-04-30 20:30 UTC
Reporting Owner
Name Relationship
David M Solomon CIK 0001693709
Director CEO
David M Solomon at Goldman Sachs Group Inc Full insider history
Bought (12 mo) —
Sold (12 mo) $14,413,625
More from this insider at Goldman Sachs Group Inc
2026-10-27 Sell -$10,928,695 View
2026-05-05 Sell -$3,229,543 View
2026-04-30 Exercise — View
2026-01-29 Sell -$255,387 View
2025-08-21 Gift/Other — View
All filings by this insider at Goldman Sachs Group Inc
Non-Derivative Securities Transactions
Title Date Type Shares Price Net Total Post-Txn Ownership
Common Stock, par value $0.01 per shareF1F1 2021-04-29 M - Exercise 40,059 A — 147,558 Direct
Common Stock, par value $0.01 per shareF2F2 2021-04-29 F - Tax Payment 21,320 D $348.11 -$7,421,705 126,238 Direct
Derivative Securities Transactions
Title Strike Date Type Shares Price Expiration Underlying Ownership
Performance-based Restricted Stock UnitsF1F1F1F1 2021-04-29 M - Exercise 40,059 D 40,059 Common Stock, par value $0.01 per share Direct
Non-Derivative Holdings
Title Shares Held Ownership
Common Stock, par value $0.01 per shareF3 19,599 Indirect
Footnotes (3)
F1
On April 29, 2021, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 18, 2018 in connection with 2017 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2023. Show more
F2
Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the PSUs described in footnote 1 above. Show more
F3
Held through a trust, the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. Show more

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Latest Schedule 13D/G per filer; stakes the filer reported closed are left out.

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