Marc Swanson Sells $231K of SeaWorld Entertainment Inc (SEAS) — SEC Form 4, Jan 08, 2021

Open-Market Net Sale · SEC Form 4
−$231,165
10b5-1 Plan
Reporting Owner
TXN 2021-01-07 · FILED 2021-01-08
Equity Position 259K sh 258,721 → 258,721
Filing Lag 1 business day within 2-day SEC deadline
Form 4 · Statement of Changes in Beneficial Ownership
Filing Date
2021-01-08
Report Date
2021-01-07
Accession No.
0001209191-21-002696
Accepted At
2021-01-08 21:09 UTC
Reporting Owner
Name Relationship
Marc Swanson CIK 0001570328
CEO
Marc Swanson at SeaWorld Entertainment Inc Full insider history
Bought (12 mo) —
Sold (12 mo) —
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Non-Derivative Securities Transactions
Title Date Type Shares Price Net Total Post-Txn Ownership
Common StockF1 2021-01-07 M - Exercise 10b5-1 7,005 A $18.96 +$132,815 258,721 Direct
Common StockF1 2021-01-07 S - Sale 10b5-1 7,005 D $33.00 -$231,165 251,716 Direct
Derivative Securities Transactions
Title Strike Date Type Shares Price Expiration Underlying Ownership
Employee Stock Option (right to buy)F1F2 $18.96 2021-01-07 M - Exercise 10b5-1 7,005 D $0.00 2025-03-03 7,005 Common Stock Direct
Footnotes (2)
F1
The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into on August 28,2020. Show more
F2
The option, representing a right to purchase a total of 14,010 shares, became exercisable in four equal annual installments beginning on March 3, 2016, which was the first anniversary of the date on which the option was granted. Show more
Remarks

Title: Interim Chief Executive Officer

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