Naixi Wu Sells $9.94K of indie Semiconductor Inc (INDI) — SEC Form 4, Nov 04, 2026
Open-Market Net Sale · SEC Form 4
−$9,939
10b5-1 Plan (Partial)
Equity position changed by +3.8%
Equity Position
170K sh
163,273 → 169,523
Equity Change
+3.8%
shares held after vs before
Filing Lag
2 business days
within 2-day SEC deadline
Form 4 · Statement of Changes in Beneficial Ownership
Reporting Owner
| Name | Relationship |
|---|---|
| Naixi Wu CIK 0002095553 |
CFO
|
Naixi Wu at indie Semiconductor Inc
Full insider history
Bought (12 mo)
—
Sold (12 mo)
$842,598
More from this insider at indie Semiconductor Inc
| 2026-09-23 | Sell | -$11,937 | View |
| 2026-09-03 | Sell | -$96,317 | View |
| 2026-09-01 | Sell | -$86,183 | View |
| 2026-07-30 | Award | — | View |
| 2026-07-06 | Sell | -$85,913 | View |
Non-Derivative Securities Transactions
Derivative Securities Transactions
Non-Derivative Holdings
| Title | Shares Held | Ownership |
|---|---|---|
| Class A Common Stock | 90 | Indirect by spouse |
Footnotes (5)
- F1
- Represents shares of Class A Common Stock sold in the open market to pay for withholding taxes in connection with the vesting of Restricted Stock Units. Show more
- F2
- This sale was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 12, 2025. The Reporting Person's Rule 10b5-1 plan includes automated open market sales of the Issuer's Class A Common Stock on predetermined dates through December 15, 2027. Show more
- F3
- The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $1.50 to $1.66, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote. Show more
- F4
- Each Restricted Stock Unit represents a contingent right to receive one share of Class A Common Stock. Show more
- F5
- Such Restricted Stock Units vest at the rate of 50% annually beginning on November 1, 2025. Show more
Related filings at indie Semiconductor Inc
Institutional Holders
13F holders · Jun 30, 2026
219
institutional managers reporting a position
Largest by reported value
- Primecap Management Co/Ca/ $142M
- Bamco Inc /Ny/ $103M
- Granahan Investment Management, Llc $87.2M
5%+ Holders · 13D/G
7 filers
-
Black Rock, Inc. 8.7%
-
Bamco Inc /Ny/ 10.9%
Other insiders at indie Semiconductor Inc
-
Donald Mcclymont -$155K
-
Michael Wittmann -$146K
-
Donald Mcclymont -$47.3K
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