Gregory Martin Smith Sells $55.8K of Peapack Gladstone Financial Corp (PGC) — SEC Form 4, Sep 03, 2026
Open-Market Net Sale · SEC Form 4
−$55,825
Equity position changed by -9.0%
Equity Position
12.6K sh
13,872 → 12,622
Equity Change
-9.0%
shares held after vs before
Filing Lag
1 business day
within 2-day SEC deadline
Form 4 · Statement of Changes in Beneficial Ownership
Reporting Owner
| Name | Relationship |
|---|---|
| Gregory Martin Smith CIK 0001778117 |
President
|
Gregory Martin Smith at Peapack Gladstone Financial Corp
Full insider history
Bought (12 mo)
—
Sold (12 mo)
$55,825
More from this insider at Peapack Gladstone Financial Corp
| 2026-03-24 | Exercise | — | View |
| 2025-09-17 | Sell | -$93,280 | View |
| 2025-03-24 | Award | — | View |
| 2025-01-31 | Sell | -$563,293 | View |
Non-Derivative Securities Transactions
| Title | Date | Type | Shares | Price | Net Total | Post-Txn | Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | 2026-09-02 | S - Sale | 1,250 D | $44.66 | -$55,825 | 12,622 | Direct |
Derivative Holdings
| Title | Amount | Exercise Price | Expiration |
|---|---|---|---|
| Restricted Stock UnitsF1F1F1 Common Stock | 3,282 | ||
| Restricted Stock UnitsF2F2F2 Common Stock | 6,863 | ||
| Restricted Stock UnitsF3F3F3 Common Stock | 1,573 | ||
| Restricted Stock UnitsF4F4F4 Common Stock | 3,120 | ||
| Restricted Stock UnitsF5F5F5 Common Stock | 7,383 | ||
| Restricted Stock UnitsF6F6F6 Common Stock | 10,294 | ||
| Phantom StockF7F7F7 Common Stock | 1,801 | ||
| Phantom StockF8F8F8 Common Stock | 8,103 |
Footnotes (8)
- F1
- On March 20, 2025, the reporting person was granted 4,922 restricted stock units (RSUs), vesting in three equal annual installments beginning on March 20, 2026. Upon vesting, each RSU converts into one share of PGC common stock. Show more
- F2
- On March 20, 2026, the reporting person was granted 6,863 restricted stock units (RSUs), vesting in three equal annual installments beginning on March 20, 2027. Upon vesting, each RSU converts into one share of PGC common stock. Show more
- F3
- On March 20, 2022, the reporting person was granted 7,853 restricted stock units (RSUs), vesting in five equal annual installments beginning on March 20, 2023. Upon vesting, each RSU converts into one share of PGC common stock. Show more
- F4
- On March 20, 2023, the reporting person was granted 7,797 restricted stock units (RSUs), vesting in five equal annual installments beginning on March 20, 2024. Upon vesting, each RSU converts into one share of PGC common stock. Show more
- F5
- On March 20, 2025, the reporting person was granted 7,383 restricted stock units (RSUs), vesting on the third anniversary of the grant if certain performance conditions are met. Upon vesting, each RSU converts into one share of PGC common stock. Show more
- F6
- On March 20, 2026, the reporting person was granted 10,294 restricted stock units (RSUs), vesting on the third anniversary of the grant if certain performance conditions are met. Upon vesting, each RSU converts into one share of PGC common stock. Show more
- F7
- On March 20, 2024, the reporting person was granted 5,402 phantom stock shares, vesting in three equal annual installments beginning on March 20, 2025. Upon vesting, each phantom share is the economic equivalent of one share of common stock. Show more
- F8
- On March 20, 2024, the reporting person was granted 8,103 phantom stock shares, vesting on the third anniversary of the grant if certain performance conditions are met. Upon vesting, each phantom share is the economic equivalent of one share of common stock. Show more
Related filings at Peapack Gladstone Financial Corp
Institutional Holders
13F holders · Jun 30, 2026
173
institutional managers reporting a position
Largest by reported value
- Black Rock, Inc. $75.6M
- Dimensional Fund Advisors Lp $49M
- Vanguard Capital Management Llc $33.4M
5%+ Holders · 13D/G
2 filers
-
Black Rock, Inc. 6.6%
Other insiders at Peapack Gladstone Financial Corp
-
Maureen Hemhauser -$104K
-
John P Babcock -$236K
-
Lisa Chalkan -$52.4K
-
Francesco S Rossi -$113K
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