Gregory Martin Smith Sells $55.8K of Peapack Gladstone Financial Corp (PGC) — SEC Form 4, Sep 03, 2026

Open-Market Net Sale · SEC Form 4
−$55,825

Equity position changed by -9.0%

Reporting Owner
TXN 2026-09-02 · FILED 2026-09-03
Equity Position 12.6K sh 13,872 → 12,622
Equity Change -9.0% shares held after vs before
Filing Lag 1 business day within 2-day SEC deadline
Form 4 · Statement of Changes in Beneficial Ownership
Filing Date
2026-09-03
Report Date
2026-09-03
Accession No.
0001193125-26-381299
Accepted At
2026-09-03 15:18 UTC
Reporting Owner
Name Relationship
Gregory Martin Smith CIK 0001778117
President
Gregory Martin Smith at Peapack Gladstone Financial Corp Full insider history
Bought (12 mo) —
Sold (12 mo) $55,825
More from this insider at Peapack Gladstone Financial Corp
2026-03-24 Exercise — View
2025-09-17 Sell -$93,280 View
2025-03-24 Award — View
2025-01-31 Sell -$563,293 View
All filings by this insider at Peapack Gladstone Financial Corp
Non-Derivative Securities Transactions
Title Date Type Shares Price Net Total Post-Txn Ownership
Common Stock 2026-09-02 S - Sale 1,250 D $44.66 -$55,825 12,622 Direct
Derivative Holdings
Title Amount Exercise Price Expiration
Restricted Stock UnitsF1F1F1 Common Stock 3,282
Restricted Stock UnitsF2F2F2 Common Stock 6,863
Restricted Stock UnitsF3F3F3 Common Stock 1,573
Restricted Stock UnitsF4F4F4 Common Stock 3,120
Restricted Stock UnitsF5F5F5 Common Stock 7,383
Restricted Stock UnitsF6F6F6 Common Stock 10,294
Phantom StockF7F7F7 Common Stock 1,801
Phantom StockF8F8F8 Common Stock 8,103
Footnotes (8)
F1
On March 20, 2025, the reporting person was granted 4,922 restricted stock units (RSUs), vesting in three equal annual installments beginning on March 20, 2026. Upon vesting, each RSU converts into one share of PGC common stock. Show more
F2
On March 20, 2026, the reporting person was granted 6,863 restricted stock units (RSUs), vesting in three equal annual installments beginning on March 20, 2027. Upon vesting, each RSU converts into one share of PGC common stock. Show more
F3
On March 20, 2022, the reporting person was granted 7,853 restricted stock units (RSUs), vesting in five equal annual installments beginning on March 20, 2023. Upon vesting, each RSU converts into one share of PGC common stock. Show more
F4
On March 20, 2023, the reporting person was granted 7,797 restricted stock units (RSUs), vesting in five equal annual installments beginning on March 20, 2024. Upon vesting, each RSU converts into one share of PGC common stock. Show more
F5
On March 20, 2025, the reporting person was granted 7,383 restricted stock units (RSUs), vesting on the third anniversary of the grant if certain performance conditions are met. Upon vesting, each RSU converts into one share of PGC common stock. Show more
F6
On March 20, 2026, the reporting person was granted 10,294 restricted stock units (RSUs), vesting on the third anniversary of the grant if certain performance conditions are met. Upon vesting, each RSU converts into one share of PGC common stock. Show more
F7
On March 20, 2024, the reporting person was granted 5,402 phantom stock shares, vesting in three equal annual installments beginning on March 20, 2025. Upon vesting, each phantom share is the economic equivalent of one share of common stock. Show more
F8
On March 20, 2024, the reporting person was granted 8,103 phantom stock shares, vesting on the third anniversary of the grant if certain performance conditions are met. Upon vesting, each phantom share is the economic equivalent of one share of common stock. Show more
5%+ Holders · 13D/G 2 filers
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