Hong Xu Sells $2.13M of Alibaba Group Holding Ltd (BABA) — SEC Form 4, Jun 29, 2026
Open-Market Net Sale · SEC Form 4
−$2,126,906
Equity position changed by +23.8%
Equity Position
1.11M sh
899,174 → 1,113,120
Equity Change
+23.8%
shares held after vs before
Filing Lag
2 business days
within 2-day SEC deadline
Form 4 · Statement of Changes in Beneficial Ownership
Reporting Owner
| Name | Relationship |
|---|---|
| Hong Xu CIK 0002114529 |
CFO
|
Hong Xu at Alibaba Group Holding Ltd
Full insider history
Bought (12 mo)
—
Sold (12 mo)
$4,411,587
More from this insider at Alibaba Group Holding Ltd
| 2026-09-29 | Sell | -$1,409,669 | View |
| 2026-06-02 | Award | — | View |
| 2026-03-26 | Sell | -$875,012 | View |
Non-Derivative Securities Transactions
| Title | Date | Type | Shares | Price | Net Total | Post-Txn | Ownership |
|---|---|---|---|---|---|---|---|
| Ordinary SharesF1 | 2026-06-25 | M - Exercise | 10,000 A | — | 76,550 | Direct | |
| Ordinary SharesF1 | 2026-06-25 | M - Exercise | 360,000 A | — | 436,550 | Direct | |
| Ordinary SharesF2 | 2026-06-25 | M - Exercise | 10,000 A | — | 455,550 | Direct | |
| Ordinary SharesF2 | 2026-06-25 | M - Exercise | 9,000 A | — | 445,550 | Direct | |
| Ordinary SharesF3F4 | 2026-06-25 | S - Sale | 175,054 D | $12.15 | -$2,126,906 | 280,496 | Direct |
Derivative Securities Transactions
| Title | Strike | Date | Type | Shares | Price | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| Restricted Share UnitsF5F6F6F5F5F6 | 2026-06-25 | M - Exercise | 10,000 D | $0.00 | 10,000 Ordinary Shares | Direct | ||
| Restricted Share UnitsF5F7F7F5F5F7 | 2026-06-25 | M - Exercise | 360,000 D | $0.00 | 360,000 Ordinary Shares | Direct | ||
| Restricted Share UnitsF8F9F9F8F8F9 | 2026-06-25 | M - Exercise | 9,000 D | $0.00 | 9,000 Ordinary Shares | Direct | ||
| Restricted Share UnitsF8F10F10F8F8F10 | 2026-06-25 | M - Exercise | 10,000 D | $0.00 | 10,000 Ordinary Shares | Direct |
Non-Derivative Holdings
| Title | Shares Held | Ownership |
|---|---|---|
| Ordinary Shares | 657,570 | Indirect By trust |
Footnotes (10)
- F1
- Reflects restricted share units that vested and settled into American Depositary Shares ("ADSs"). Each ADS represents 8 ordinary shares. This amount represents the ordinary shares underlying the ADSs acquired in connection with such vesting. Show more
- F2
- Reflects restricted share units that vested and settled into ordinary shares. Show more
- F3
- Pursuant to the issuer's equity plan, these shares of ordinary shares were withheld and sold in the open market in Hong Kong on behalf of the reporting person to satisfy tax withholding obligations related to the reporting person's vesting of restricted shares units reported herein. Show more
- F4
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices denominated in Hong Kong dollars ranging from 94.35 to 95.80 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The sales prices reported herein were converted from Hong Kong dollars to United States dollars at a conversion price of HK$7.8464 to US$1.00. Show more
- F5
- Each restricted share unit represents a contingent right to receive one ADS. Each ADS represents 8 ordinary shares. This amount represents the ordinary shares underlying the vested ADSs in this award. Show more
- F6
- Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ADSs that vests in sixteen equal annual installments beginning on Jul 1, 2024, subject to the terms and conditions of the underlying award agreement. The vesting reported herein was as of Jun 25, 2026. Show more
- F7
- Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ADSs that vests in annual installments of 15%, 25%, 30% and 30% beginning on Aug 14, 2025, subject to the terms and conditions of theunderlying award agreement. The vesting reported herein was as of Jun 25, 2026. Show more
- F8
- Each restricted share unit represents a contingent right to receive one ordinary share. This amount represents the number of vested ordinary shares. Show more
- F9
- Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ordinary shares that vests in sixteen equal quarterly installments on beginning on Jul 1, 2025, subject to the terms and conditions of the underlying award agreement. The vesting reported herein was as of Jun 25, 2026. Show more
- F10
- Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ordinary shares that vests in sixteen equal quarterly installments on beginning on Jun 25, 2026, subject to the terms and conditions of the underlying award agreement. The vesting reported herein was as of Jun 25, 2026. Show more
Related filings at Alibaba Group Holding Ltd
Institutional Holders
13F holders · Jun 30, 2026
1,239
institutional managers reporting a position
Largest by reported value
- Primecap Management Co/Ca/ $1.79B
- Ubs Group Ag $1.01B
- Dodge & Cox $956M
Other insiders at Alibaba Group Holding Ltd
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