Siying Yu Sells $81.9K of Alibaba Group Holding Ltd (BABA) — SEC Form 4, Jun 29, 2026

Open-Market Net Sale · SEC Form 4
−$81,941

Equity position changed by +0.2%

Reporting Owner
Siying Yu
GC
TXN 2026-06-25 · FILED 2026-06-29
Equity Position 4.42M sh 4,416,939 → 4,423,670
Equity Change +0.2% shares held after vs before
Filing Lag 2 business days within 2-day SEC deadline
Form 4 · Statement of Changes in Beneficial Ownership

Alibaba Group Holding Ltd

BABA CIK 0001577552
All Alibaba Group Holding Ltd insider activity
Filing Date
2026-06-29
Report Date
2026-06-29
Accession No.
0001193125-26-286741
Accepted At
2026-06-29 10:03 UTC
Reporting Owner
Name Relationship
Siying Yu CIK 0002114147
GC
Siying Yu at Alibaba Group Holding Ltd Full insider history
Bought (12 mo) —
Sold (12 mo) $518,636
More from this insider at Alibaba Group Holding Ltd
2026-09-29 Sell -$91,855 View
2026-06-02 Award — View
2026-03-26 Sell -$344,840 View
All filings by this insider at Alibaba Group Holding Ltd
Non-Derivative Securities Transactions
Title Date Type Shares Price Net Total Post-Txn Ownership
Ordinary SharesF1 2026-06-25 M - Exercise 3,336 A — 603,839 Direct
Ordinary SharesF2 2026-06-25 M - Exercise 2,667 A — 606,506 Direct
Ordinary SharesF2 2026-06-25 M - Exercise 7,500 A — 614,006 Direct
Ordinary SharesF3F4 2026-06-25 S - Sale 6,772 D $12.10 -$81,941 607,234 Direct
Derivative Securities Transactions
Title Strike Date Type Shares Price Expiration Underlying Ownership
Restricted Share UnitsF5F6F6F5F5F6 2026-06-25 M - Exercise 3,336 D $0.00 3,336 Ordinary Shares Direct
Restricted Share UnitsF7F8F8F7F7F8 2026-06-25 M - Exercise 2,666 D $0.00 2,667 Ordinary Shares Direct
Restricted Share UnitsF7F9F9F7F7F9 2026-06-25 M - Exercise 7,500 D $0.00 7,500 Ordinary Shares Direct
Non-Derivative Holdings
Title Shares Held Ownership
Ordinary Shares 3,809,664 Indirect By trust
Footnotes (9)
F1
Reflects restricted share units that vested and settled into American Depositary Shares ("ADSs"). Each ADS represents 8 ordinary shares. This amount represents the ordinary shares underlying the ADSs acquired in connection with such vesting. Show more
F2
Reflects restricted share units that vested and settled into ordinary shares. Show more
F3
Pursuant to the issuer's equity plan, these shares of ordinary shares were withheld and sold in the open market in Hong Kong on behalf of the reporting person to satisfy tax withholding obligations related to the reporting person's vesting of restricted shares units reported herein. Show more
F4
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices denominated in Hong Kong dollars ranging from 94.45 to 95.20 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The sales prices reported herein were converted from Hong Kong dollars to United States dollars at a conversion price of HK$7.8464 to US$1.00. Show more
F5
Each restricted share unit represents a contingent right to receive one ADS. Each ADS represents 8 ordinary shares. This amount represents the ordinary shares underlying the vested ADSs in this award. Show more
F6
Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ADSs that vests in twenty-four equal quarterly installments beginning on Jul 1, 2024, subject to the terms and conditions of the underlying award agreement. The vesting reported herein was as of Jun 25, 2026. Show more
F7
Each restricted share unit represents a contingent right to receive one ordinary share. This amount represents the number of vested ordinary shares. Show more
F8
Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ordinary shares that vests in twenty-four equal quarterly installments on beginning on Jul 1, 2025, subject to the terms and conditions of the underlying award agreement. The vesting reported herein was as of Jun 25, 2026. Show more
F9
Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ordinary shares that vests in sixteen equal quarterly installments on beginning on Jun 25, 2026, subject to the terms and conditions of the underlying award agreement. The vesting reported herein was as of Jun 25, 2026. Show more

Related filings at Alibaba Group Holding Ltd

Institutional Holders
13F holders · Jun 30, 2026 1,239 institutional managers reporting a position
Largest by reported value
  1. Primecap Management Co/Ca/ $1.79B
  2. Ubs Group Ag $1.01B
  3. Dodge & Cox $956M
Other insiders at Alibaba Group Holding Ltd
All Alibaba Group Holding Ltd insider activity
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