Eric D. Hammes Receives Stock Award at 3M Co (MMM) — SEC Form 4, Feb 03, 2021

This filing has been amended. View the latest version

SEC Form 4 · No Market Transaction

Stock Award

Compensation grant — no market purchase or sale.

Reporting Owner

Eric D. Hammes

EVP

TXN 2021-02-02 · FILED 2021-02-03

Equity Position 7.21K sh 5,397 → 7,209

Equity Change +33.6% shares held after vs before

Filing Lag 1 business day within 2-day SEC deadline

Form 4 · Statement of Changes in Beneficial Ownership

3M Co

MMM CIK 0000066740

Reporting Owner

Name	Relationship
Eric D. Hammes CIK 0001610493	EVP

Eric D. Hammes at 3M Co Full insider history

Bought (12 mo) —

Sold (12 mo) —

More from this insider at 3M Co

Non-Derivative Securities Transactions

Title	Date	Type	Shares	Price	Net Total	Post-Txn	Ownership
Common StockF1 F2 F3	2021-02-01	A - Award/Grant	2,399.144 A	$0.00	—	7,209.2302	Direct
Common StockF4	2021-02-01	F - Tax Payment	587.067 D	$0.00	—	6,622.1632	Direct

Derivative Securities Transactions

Title	Strike	Date	Type	Shares	Price	Expiration	Underlying	Ownership
Restricted Stock UnitsF5 F6 F6		2021-02-02	A - Award/Grant	2,973 A	$0.00		2,973 Common Stock	Direct
Non-qualified Stock Option (Right to Buy)F7	$175.02	2021-02-02	A - Award/Grant	20,543 A	$0.00	2031-02-01	20,543 Common Stock	Direct

Footnotes (7)

F1: Represents shares of 3M common stock that will be delivered pursuant to the terms of performance share awards made to the reporting person on March 1, 2018. The performance-based vesting requirements applicable to such awards were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The reporting person previously elected to defer receipt of fifty percent of the shares and will not have voting or investment powers with respect to such shares until they are issued. Show more
F2: Includes shares acquired under 3M's General Employee Stock Purchase Plan. Show more
F3: Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Deferred Compensation Plan. Show more
F4: The number of shares withheld for taxes was estimated and will be revised by amendment if necessary. Show more
F5: Each restricted stock unit represents a contingent right to receive one share of 3M common stock. Show more
F6: The restricted stock units vest 100% three years from the grant date of February 2, 2021. Show more
F7: The stock option will vest and become exercisable in a series of three equal installments on each of the first, second and third anniversary of the grant date. Show more

Institutional Holders

Largest by reported value

5%+ Holders · 13D/G 4 filers

Latest Schedule 13D/G per filer; stakes the filer reported closed are left out.

Other insiders at 3M Co

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