Scott M Sperling Receives Stock Award at Thermo Fisher Scientific Inc (TMO) — SEC Form 4, Jan 05, 2021

SEC Form 4 · No Market Transaction
Stock Award

Compensation grant — no market purchase or sale.

Reporting Owner
Director
TXN 2020-12-31 · FILED 2021-01-05
Filing Lag 2 business days within 2-day SEC deadline
Form 4 · Statement of Changes in Beneficial Ownership
Filing Date
2021-01-05
Report Date
2020-12-31
Accession No.
0001127602-21-000467
Accepted At
2021-01-05 21:04 UTC
Reporting Owner
Name Relationship
Scott M Sperling CIK 0001214212
Director
Scott M Sperling at Thermo Fisher Scientific Inc Full insider history
Bought (12 mo) —
Sold (12 mo) —
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Derivative Securities Transactions
Title Strike Date Type Shares Price Expiration Underlying Ownership
Phantom Stock UnitsF1F2F2F2 2020-12-31 A - Award/Grant 67.09 A 67.09 Common Stock Direct
Footnotes (2)
F1
Convertible into Common Stock on a 1-for-1 basis. Show more
F2
Represents stock units credited to the Reporting Person's account as of December 31, 2020, at a price of $465.78 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control. Show more
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