Lloyd M Yates Receives Stock Award at Nisource Inc (NI) — SEC Form 4, Jan 23, 2026

SEC Form 4 · No Market Transaction
Stock Award

Compensation grant — no market purchase or sale.

Reporting Owner
TXN 2026-01-22 · FILED 2026-01-23
Equity Position 396K sh 352,291 → 395,949
Equity Change +12.4% shares held after vs before
Filing Lag 1 business day within 2-day SEC deadline
Form 4 · Statement of Changes in Beneficial Ownership
Filing Date
2026-01-23
Report Date
2026-01-23
Accession No.
0001111711-26-000017
Accepted At
2026-01-23 21:23 UTC
Reporting Owner
Name Relationship
Lloyd M Yates CIK 0001311411
Director CEO
Lloyd M Yates at Nisource Inc Full insider history
Bought (12 mo) —
Sold (12 mo) $950,066
More from this insider at Nisource Inc
2026-05-26 Sell -$950,066 View
2026-03-03 Award — View
2025-05-19 Sell -$627,824 View
2025-03-04 Award — View
2025-01-24 Award — View
All filings by this insider at Nisource Inc
Non-Derivative Securities Transactions
Title Date Type Shares Price Net Total Post-Txn Ownership
Common StockF1F2F3 2026-01-22 A - Award/Grant 43,658 A $43.52 +$1,899,996 395,949.938 Direct
Footnotes (3)
F1
Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Company's common stock pursuant to the NiSource Inc. 2020 Omnibus Incentive Plan. Subject to certain forfeiture conditions, the RSUs will 100% vest on February 28, 2029, provided that the reporting person is continuously employed by the Company through and including that date. Show more
F2
Includes shares acquired through the NiSource Inc. Employee Stock Purchase Plan. Show more
F3
This amount includes RSUs received pursuant to the dividend equivalent provisions of his director RSU awards from 2020 and 2021, and which are subject to the same vesting conditions as the underlying RSUs. Show more
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