John Bolduc Buys $199K of WhiteHorse Finance Inc (WHF) — SEC Form 4, May 26, 2023

Open-Market Net Purchase · SEC Form 4
+$199,351

Equity position changed by +8.7%

Reporting Owner
Director
TXN 2023-05-25 · FILED 2023-05-26
Equity Position 218K sh 200,640 → 218,010
Equity Change +8.7% shares held after vs before
Filing Lag 1 business day within 2-day SEC deadline
Form 4 · Statement of Changes in Beneficial Ownership
Filing Date
2023-05-26
Report Date
2023-05-24
Accession No.
0001104659-23-065594
Accepted At
2023-05-27 01:20 UTC
Reporting Owner
Name Relationship
John Bolduc CIK 0001050047
Director
John Bolduc at WhiteHorse Finance Inc Full insider history
Bought (12 mo) $1,097,364
Sold (12 mo) —
More from this insider at WhiteHorse Finance Inc
2026-06-19 Buy +$99,816 View
2026-06-06 Buy +$97,390 View
2026-06-04 Buy +$97,747 View
2026-05-29 Buy +$146,192 View
2026-03-17 Buy +$179,588 View
All filings by this insider at WhiteHorse Finance Inc
Non-Derivative Securities Transactions
Title Date Type Shares Price Net Total Post-Txn Ownership
Common Stock, par value $0.001 per shareF3F1 2023-05-24 P - Purchase 4,300 A $11.56 +$49,708 213,625 Indirect
Common Stock, par value $0.001 per shareF4F2 2023-05-24 P - Purchase 4,300 A $11.55 +$49,665 210,370 Indirect
Common Stock, par value $0.001 per shareF1 2023-05-25 P - Purchase 4,385 A $11.40 +$49,989 218,010 Indirect
Common Stock, par value $0.001 per shareF2 2023-05-25 P - Purchase 4,385 A $11.40 +$49,989 214,755 Indirect
Footnotes (4)
F1
Mr. Bolduc is the sole shareholder of the general partner of Bolduc Family LP, which owns the reported securities. Mr. Bolduc disclaims beneficial ownership of shares of common stock held by Bolduc Family LP, except to the extent of his pecuniary interest therein. Show more
F2
Mr. Bolduc is a member of Bolduc Investments X, LLC, which owns the reported securities. Mr. Bolduc disclaims beneficial ownership of shares of common stock held by Bolduc Investments X, LLC, except to the extent of his pecuniary interest therein. Show more
F3
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.40 to $11.60, inclusive. Mr. Bolduc undertakes to provide to WhiteHorse Finance, Inc., any security holder of WhiteHorse Finance, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnotes (3) and (4) to this Form 4. Show more
F4
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.40 to $11.60, inclusive. Show more
Other insiders at WhiteHorse Finance Inc
All WhiteHorse Finance Inc insider activity
GET /v1/forms/4/0001104659-23-065594 API docs
View Original SEC Filing