Elliot Norry Sells $16.4K of Adaptimmune Therapeutics Plc (ADAP) — SEC Form 4, Jan 13, 2022
Open-Market Net Sale · SEC Form 4
−$16,435
Equity position changed by -77.0%
Equity Position
1.38K sh
6,007 → 1,383
Equity Change
-77.0%
shares held after vs before
Filing Lag
1 business day
within 2-day SEC deadline
Form 4 · Statement of Changes in Beneficial Ownership
Reporting Owner
| Name | Relationship |
|---|---|
| Elliot Norry CIK 0001798117 |
Officer
|
Elliot Norry at Adaptimmune Therapeutics Plc
Full insider history
Bought (12 mo)
—
Sold (12 mo)
—
More from this insider at Adaptimmune Therapeutics Plc
| 2025-02-20 | Award | — | View |
| 2025-01-17 | Sell | -$3,243 | View |
| 2025-01-15 | Sell | -$12,920 | View |
| 2024-01-17 | Sell | -$14,106 | View |
| 2024-01-17 | Award | — | View |
Non-Derivative Securities Transactions
Footnotes (6)
- F1
- Each American Depositary Share ("ADS") represents six ordinary shares, nominal value GBP 0.001 per ordinary share, of the Issuer. The ADSs were obtained from the exercise of approximately 25% of an RSU-style share option covering ordinary shares of the Issuer granted on January 11, 2021, and which have vested. Once vested, the RSU-style options must be exercised within a restricted period or they are forfeited. The exercise of the portion of these RSU-style share options and the sale reported in this Form 4 were effected pursuant to a Sell to Cover exercise implemented automatically in accordance with the Issuer's option plan, under which sufficient ADSs were sold by the Issuer to satisfy the Reporting Person's tax withholding obligations and associated sale costs. The residual ADSs are held by the Reporting Person. Show more
- F2
- The price reported in Column 4 is a weighted average price. These ADSs were sold in multiple transactions at prices ranging from $3.48 to $3.64, inclusive. Upon request, the Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission full information regarding the ADSs sold at each separate price within the range set forth in this footnote. Show more
- F3
- The ADSs reported in this Column 5 represent solely those residual ADSs held by the Reporting Person which result from each Sell to Cover exercise transaction reported on this Form 4. Additionally, the Reporting Person holds 11,720 ADSs and RSU-style options and other options covering an aggregate of 4,890,212 ordinary shares of the Issuer. Show more
- F4
- Each American Depositary Share ("ADS") represents six ordinary shares, nominal value GBP 0.001 per ordinary share, of the Issuer. The ADSs were obtained from the exercise of approximately 25% of an RSU-style share option covering ordinary shares of the Issuer granted on January 12, 2018 and which have vested. Once vested, the RSU-style options must be exercised within a restricted period or they are forfeited. The exercise of the portion of these RSU-style share options and the sale reported in this Form 4 were effected pursuant to a Sell to Cover exercise implemented automatically in accordance with the Issuer's option plan, under which sufficient ADSs were sold by the Issuer to satisfy the Reporting Person's tax withholding obligations and associated sale costs. The residual ADSs are held by the Reporting Person Show more
- F5
- The price reported in Column 4 is a weighted average price. These ADSs were sold in multiple transactions at prices ranging from $3.53 to $3.55, inclusive. Upon request, the Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission full information regarding the ADSs sold at each separate price within the range set forth in this footnote. Show more
- F6
- The ADSs reported in this Column 5 represent solely those residual ADSs held by the Reporting Person which result from each Sell to Cover exercise transaction reported on this Form 4. Additionally, the Reporting Person holds 11,720 ADSs and RSU-style options and other options covering an aggregate of 4,890,212 ordinary shares of the Issuer. Show more
Related filings at Adaptimmune Therapeutics Plc
5%+ Holders · 13D/G
1 filer
Other insiders at Adaptimmune Therapeutics Plc
-
Gavin Wood -$950
-
William C Bertrand Jr -$2.09K
-
Ali Behbahani -$229K
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Ecor1 Capital, LLC -$6.89M
GET /v1/forms/4/0001104659-22-004150
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