Broadfin Capital, LLC and 2 Others Buys $895K of Biodelivery Sciences International Inc (BDSI) — SEC Form 4, Nov 09, 2021
Open-Market Net Purchase · SEC Form 4
+$894,566
Equity position changed by +5.5%
Reporting Owners
Director
Director
Director
TXN 2021-11-05
·
FILED 2021-11-09
Equity Position
4.96M sh
4,700,689 → 4,958,489
Equity Change
+5.5%
shares held after vs before
Filing Lag
2 business days
within 2-day SEC deadline
Form 4 · Statement of Changes in Beneficial Ownership
Reporting Owners
| Name | Relationship |
|---|---|
| Broadfin Capital, LLC CIK 0001511901 |
Director
|
| Broadfin Healthcare Master Fund Ltd CIK 0001511900 |
Director
|
| Kevin Kotler CIK 0001601692 |
Director
|
Broadfin Capital, LLC at Biodelivery Sciences International Inc
Full insider history
Bought (12 mo)
—
Sold (12 mo)
—
More from this insider at Biodelivery Sciences International Inc
| 2022-03-22 | Gift/Other | — | View |
| 2022-02-15 | - | — | View |
| 2022-01-31 | Exercise | — | View |
| 2021-11-22 | Buy | +$306,000 | View |
| 2021-11-15 | Buy | +$320,000 | View |
Non-Derivative Securities Transactions
Footnotes (2)
- F1
- There are 4,400,689 shares of Common Stock held in the account of Broadfin Healthcare Master Fund, Ltd., a private investment fund managed by Broadfin Capital, LLC, and may be deemed to be beneficially owned by Kevin Kotler, managing member of Broadfin Capital, LLC. Kevin Kotler affirmatively (i) disclaims beneficial ownership of the reportable securities, (ii) states that this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 ("Section 16") of the Securities Exchange Act of 1934, as amended (the "Act") or any other purpose, except to the extent of his pecuniary interest therein, and (iii) disclaims being a "group" for purposes of Section 16. Show more
- F2
- 557,800 shares of Common Stock are held in the account of Broadfin Holdings, LLC., a private investment fund, and are deemed to be beneficially owned by Kevin Kotler, managing member of Broadfin Holdings, LLC. Show more
Related filings at Biodelivery Sciences International Inc
Other insiders at Biodelivery Sciences International Inc
GET /v1/forms/4/0001103021-21-000110
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