Lawrence B Mallard Exercises Options at Gates Industrial Corp plc (GTES) — SEC Form 4, Mar 07, 2025

SEC Form 4 · No Market Transaction

Option Exercise

Derivative exercise — no open market transaction.

Reporting Owner

Lawrence B Mallard

CFO

TXN 2025-03-04 · FILED 2025-03-07

Equity Position 185K sh 175,568 → 184,873

Equity Change +5.3% shares held after vs before

Filing Lag 3 business days late vs 2-day SEC deadline

Form 4 · Statement of Changes in Beneficial Ownership

Gates Industrial Corp plc

GTES CIK 0001718512

Reporting Owner

Name	Relationship
Lawrence B Mallard CIK 0001695315	CFO

Lawrence B Mallard at Gates Industrial Corp plc Full insider history

Bought (12 mo) —

Sold (12 mo) $505,221

More from this insider at Gates Industrial Corp plc

Non-Derivative Securities Transactions

Title	Date	Type	Shares	Price	Net Total	Post-Txn	Ownership
Ordinary SharesF1	2025-03-04	M - Exercise	16,551 A	$0.00	—	184,873	Direct
Ordinary SharesF2	2025-03-04	F - Tax Payment	7,246 D	$20.00	-$144,920	177,627	Direct

Derivative Securities Transactions

Title	Strike	Date	Type	Shares	Price	Expiration	Underlying	Ownership
Time-Based Restricted Stock UnitsF3 F4 F4		2025-03-04	M - Exercise	16,551 D	$0.00		16,551 Ordinary Shares	Direct

Footnotes (4)

F1: Represents time-based restricted stock units ("TBRSU") that vested on the anniversary of the grant date. Show more
F2: Represents ordinary shares withheld to satisfy par value and certain tax withholding related obligations in connection with the vesting of previously granted TBRSUs. Show more
F3: Each TBRSU represents a contingent right to receive one share of the issuer ordinary shares. The TBRSUs will be settled in either ordinary shares or cash (or a combination thereof). Show more
F4: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting. Show more

Institutional Holders

Largest by reported value

5%+ Holders · 13D/G 4 filers

Latest Schedule 13D/G per filer; stakes the filer reported closed are left out.

Other insiders at Gates Industrial Corp plc

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