Bruce K Lee Exercises Options at Heartland Financial USA Inc (HTLF) — SEC Form 4, Mar 08, 2023

SEC Form 4 · No Market Transaction

Option Exercise

Derivative exercise — no open market transaction.

Reporting Owner

Bruce K Lee

CEO

TXN 2023-03-06 · FILED 2023-03-08

Equity Position 63.4K sh 61,086 → 63,390

Equity Change +3.8% shares held after vs before

Filing Lag 2 business days within 2-day SEC deadline

Form 4 · Statement of Changes in Beneficial Ownership

Heartland Financial USA Inc

HTLF CIK 0000920112

Reporting Owner

Name	Relationship
Bruce K Lee CIK 0001331679	CEO

Bruce K Lee at Heartland Financial USA Inc Full insider history

Bought (12 mo) —

Sold (12 mo) —

More from this insider at Heartland Financial USA Inc

Non-Derivative Securities Transactions

Title	Date	Type	Shares	Price	Net Total	Post-Txn	Ownership
Common StockF1	2023-03-06	M - Exercise	4,216 A	$0.00	—	63,390	Direct
Common StockF2	2023-03-06	F - Tax Payment	1,912 D	$49.28	-$94,223	61,478	Direct

Derivative Securities Transactions

Title	Strike	Date	Type	Shares	Price	Expiration	Underlying	Ownership
2020 Time-Based Restricted StockF3 F1 F1		2023-03-06	M - Exercise	4,216 D	$0.00		4,216 Common Stock	Direct

Footnotes (3)

F1: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. Show more
F2: These shares were withheld from distribution at the request of reporting person to satisfy tax liability. Show more
F3: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. Show more

Institutional Holders

Largest by reported value

Other insiders at Heartland Financial USA Inc

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