Jeffrey J. Sherman Buys $130K of DoubleLine Yield Opportunities Fund (DLY) — SEC Form 4, Sep 25, 2026

Open-Market Net Purchase · SEC Form 4
+$130,300
Reporting Owner
TXN 2026-09-24 · FILED 2026-09-25
Filing Lag 1 business day within 2-day SEC deadline
Form 4 · Statement of Changes in Beneficial Ownership
Filing Date
2026-09-25
Report Date
2026-09-25
Accession No.
0000904454-26-000490
Accepted At
2026-09-25 21:19 UTC
Reporting Owner
Name Relationship
Jeffrey J. Sherman CIK 0001539718
VP
Jeffrey J. Sherman at DoubleLine Yield Opportunities Fund Full insider history
Bought (12 mo) $130,300
Sold (12 mo) —
Non-Derivative Securities Transactions
Title Date Type Shares Price Net Total Post-Txn Ownership
Common SharesF1 2026-09-24 P - Purchase 10,000 A $13.03 +$130,300 Direct
Footnotes (1)
F1
The price reported in Column 4 is a weighted average price. These common shares of beneficial interest (the "Common Shares") of DoubleLine Yield Opportunities Fund (the "Fund") were acquired in multiple transactions at prices ranging from $13.0199 to $13.0304 per share, inclusive. The Reporting Person undertakes to provide the Fund, any security holder of the Fund, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares purchased at each separate price within the range set forth in this footnote (1). Show more
5%+ Holders · 13D/G 1 filer
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