Jeffrey J. Sherman Buys $130K of DoubleLine Yield Opportunities Fund (DLY) — SEC Form 4, Sep 25, 2026
Open-Market Net Purchase · SEC Form 4
+$130,300
Filing Lag
1 business day
within 2-day SEC deadline
Form 4 · Statement of Changes in Beneficial Ownership
Reporting Owner
| Name | Relationship |
|---|---|
| Jeffrey J. Sherman CIK 0001539718 |
VP
|
Jeffrey J. Sherman at DoubleLine Yield Opportunities Fund
Full insider history
Bought (12 mo)
$130,300
Sold (12 mo)
—
Non-Derivative Securities Transactions
| Title | Date | Type | Shares | Price | Net Total | Post-Txn | Ownership |
|---|---|---|---|---|---|---|---|
| Common SharesF1 | 2026-09-24 | P - Purchase | 10,000 A | $13.03 | +$130,300 | Direct |
Footnotes (1)
- F1
- The price reported in Column 4 is a weighted average price. These common shares of beneficial interest (the "Common Shares") of DoubleLine Yield Opportunities Fund (the "Fund") were acquired in multiple transactions at prices ranging from $13.0199 to $13.0304 per share, inclusive. The Reporting Person undertakes to provide the Fund, any security holder of the Fund, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares purchased at each separate price within the range set forth in this footnote (1). Show more
Related filings at DoubleLine Yield Opportunities Fund
Institutional Holders
13F holders · Jun 30, 2026
91
institutional managers reporting a position
Largest by reported value
- Morgan Stanley $34.4M
- Wells Fargo & Company/Mn $33.8M
- Ubs Group Ag $15.9M
5%+ Holders · 13D/G
1 filer
-
Morgan Stanley 5.0%
Other insiders at DoubleLine Yield Opportunities Fund
GET /v1/forms/4/0000904454-26-000490
API docs
View Original SEC Filing