Joel S Goldberg Sells $4.99M of Perkinelmer Inc (PKI) — SEC Form 4, Dec 21, 2022

Open-Market Net Sale · SEC Form 4

−$4,985,948

10b5-1 Plan (Partial)

Reporting Owner

Joel S Goldberg

Officer

TXN 2022-12-20 · FILED 2022-12-21

Equity Position 120K sh 120,466 → 120,466

Filing Lag 1 business day within 2-day SEC deadline

Form 4 · Statement of Changes in Beneficial Ownership

Perkinelmer Inc

PKI CIK 0000031791

All Perkinelmer Inc insider activity

Filing Date: 2022-12-21
Report Date: 2022-12-20
Accession No.: 0000899243-22-039166
Accepted At: 2022-12-21 21:05 UTC

Reporting Owner

Name	Relationship
Joel S Goldberg CIK 0001440132	Officer

Joel S Goldberg at Perkinelmer Inc Full insider history

Bought (12 mo) —

Sold (12 mo) $1,274,357

More from this insider at Perkinelmer Inc

2026-08-18	Gift/Other	—	View
2026-02-19	-	—	View
2026-02-06	Sell	-$1,274,357	View
2025-02-06	Award	—	View
2025-01-31	Sell	-$1,922,513	View

All filings by this insider at Perkinelmer Inc

Non-Derivative Securities Transactions

Title	Date	Type	Shares	Price	Net Total	Post-Txn	Ownership
Common StockF1	2022-12-20	M - Exercise	35,907 A	$41.80	+$1,500,913	56,757	Direct
Common StockF2 F3	2022-12-20	S - Sale 10b5-1	1,800 D	$137.05	-$246,681	54,957	Direct
Common StockF2 F4	2022-12-20	S - Sale 10b5-1	10,439 D	$138.36	-$1,444,350	44,518	Direct
Common StockF2 F5	2022-12-20	S - Sale 10b5-1	23,668 D	$139.21	-$3,294,917	20,850	Direct

Derivative Securities Transactions

Title	Strike	Date	Type	Shares	Price	Expiration	Underlying	Ownership
NQ Stock Option (right to buy)F1 F7	$41.80	2022-12-20	M - Exercise	35,907 D	$0.00	2023-02-09	35,907 Common Stock	Direct

Non-Derivative Holdings

Title	Shares Held	Ownership
Common StockF6	63,709	Indirect

Footnotes (7)

F1: The Exercise Price included on the Form 4 filed on February 10, 2016 for the Reporting Person was incorrectly reported due to administrative error. Show more
F2: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by Mr. Goldberg on May 26, 2022. Show more
F3: The price reported represents a weighted average sale price of shares sold in multiple transactions at prices ranging from $136.64 to $137.46. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, to provide full information regarding the number of shares sold at each separate price. Show more
F4: The price reported represents a weighted average sale price of shares sold in multiple transactions at prices ranging from $137.74 to $138.73. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, to provide full information regarding the number of shares sold at each separate price. Show more
F5: The price reported represents a weighted average sale price of shares sold in multiple transactions at prices ranging from $138.74 to $139.58. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, to provide full information regarding the number of shares sold at each separate price. Show more
F6: Securities held in an irrevocable trust for the sole benefit of the reporting person's children. The reporting person's spouse is the trustee of the trust. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest, if any, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Show more
F7: This option became exercisable in three equal annual installments beginning on February 9, 2017, which was the first anniversary of the date on which the option was granted. Show more