John E. Waldron Sells $6.25M of Goldman Sachs Group Inc (GS) — SEC Form 4, Feb 19, 2021

Open-Market Net Sale · SEC Form 4
−$6,251,014
10b5-1 Plan

Equity position changed by -18.1%

Reporting Owner
TXN 2021-02-19 · FILED 2021-02-19
Equity Position 90.6K sh 110,631 → 90,631
Equity Change -18.1% shares held after vs before
Filing Lag 0 business days within 2-day SEC deadline
Form 4 · Statement of Changes in Beneficial Ownership
Filing Date
2021-02-19
Report Date
2021-02-19
Accession No.
0000899243-21-007405
Accepted At
2021-02-19 22:09 UTC
Reporting Owner
Name Relationship
John E. Waldron CIK 0001754399
COO
John E. Waldron at Goldman Sachs Group Inc Full insider history
Bought (12 mo) —
Sold (12 mo) —
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Non-Derivative Securities Transactions
Title Date Type Shares Price Net Total Post-Txn Ownership
Common Stock, par value $0.01 per shareF1F2 2021-02-19 S - Sale 10b5-1 4,301 D $311.84 -$1,341,224 106,330 Direct
Common Stock, par value $0.01 per shareF1F3 2021-02-19 S - Sale 10b5-1 11,289 D $312.56 -$3,528,490 95,041 Direct
Common Stock, par value $0.01 per shareF1F4 2021-02-19 S - Sale 10b5-1 4,410 D $313.22 -$1,381,300 90,631 Direct
Footnotes (4)
F1
This transaction was automatically triggered pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person, without any additional action taken by the Reporting Person. Show more
F2
Reflects a weighted average sale price of $311.84 per share, at prices ranging from $311.10 to $312.09 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Show more
F3
Reflects a weighted average sale price of $312.56 per share, at prices ranging from $312.10 to $313.09 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Show more
F4
Reflects a weighted average sale price of $313.22 per share, at prices ranging from $313.10 to $313.39 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Show more
5%+ Holders · 13D/G 1 filer
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