John F.w. Rogers Receives Stock Award at Goldman Sachs Group Inc (GS) — SEC Form 4, Jan 22, 2021

SEC Form 4 · No Market Transaction
Stock Award

Compensation grant — no market purchase or sale.

Reporting Owner
TXN 2021-01-20 · FILED 2021-01-22
Filing Lag 2 business days within 2-day SEC deadline
Form 4 · Statement of Changes in Beneficial Ownership
Filing Date
2021-01-22
Report Date
2021-01-20
Accession No.
0000899243-21-002932
Accepted At
2021-01-22 21:30 UTC
Reporting Owner
Name Relationship
John F.w. Rogers CIK 0001517277
EVP
John F.w. Rogers at Goldman Sachs Group Inc Full insider history
Bought (12 mo) —
Sold (12 mo) $15,210,754
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Derivative Securities Transactions
Title Strike Date Type Shares Price Expiration Underlying Ownership
Year-End Restricted Stock UnitsF1F1F1 2021-01-20 A - Award/Grant 11,361 A $0.00 11,361 Common Stock, par value $0.01 per share Direct
Footnotes (1)
F1
Shares of the Issuer's common stock underlying these 2020 Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2026. Show more
5%+ Holders · 13D/G 1 filer
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