Joshua S. Weinstein Receives Stock Award at Capital Southwest Corp (CSWC) — SEC Form 4, Jun 11, 2025

SEC Form 4 · No Market Transaction
Stock Award

Compensation grant — no market purchase or sale.

Reporting Owner
Joshua S. Weinstein
Officer
TXN 2025-06-10 · FILED 2025-06-11
Equity Position 315K sh 265,281 → 315,113
Equity Change +18.8% shares held after vs before
Filing Lag 1 business day within 2-day SEC deadline
Form 4 · Statement of Changes in Beneficial Ownership

Capital Southwest Corp

CSWC CIK 0000017313
All Capital Southwest Corp insider activity
Filing Date
2025-06-11
Report Date
2025-06-11
Accession No.
0000017313-25-000058
Accepted At
2025-06-11 20:11 UTC
Reporting Owner
Name Relationship
Joshua S. Weinstein CIK 0001858765
Officer
Joshua S. Weinstein at Capital Southwest Corp Full insider history
Bought (12 mo) —
Sold (12 mo) —
More from this insider at Capital Southwest Corp
2026-06-10 Award — View
2024-06-11 Award — View
2023-11-16 - — View
2023-06-13 Award — View
2022-11-16 - — View
All filings by this insider at Capital Southwest Corp
Non-Derivative Securities Transactions
Title Date Type Shares Price Net Total Post-Txn Ownership
Common StockF1 2025-06-09 F - Tax Payment 3,127 D $21.06 -$65,855 248,563 Direct
Common StockF2 2025-06-09 A - Award/Grant 65,000 A $0.00 — 313,563 Direct
Common StockF1 2025-06-10 F - Tax Payment 12,041 D $21.35 -$257,075 301,522 Direct
Non-Derivative Holdings
Title Shares Held Ownership
Common Stock 500 Indirect Held by the reporting person's son
Common Stock 400 Indirect Held by the reporting person's daughter
Common Stock 650 Indirect Held by reporting person's son
Footnotes (2)
F1
Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Capital Southwest Corporation 2010 Restricted Stock Award Plan and the Capital Southwest Corporation 2021 Employee Restricted Stock Award Plan. This withholding transaction was approved by the Compensation Committee of Capital Southwest's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder. Show more
F2
Shares issued under the Capital Southwest Corporation 2021 Employee Restricted Stock Award Plan. Show more

Related filings at Capital Southwest Corp

Institutional Holders
13F holders · Jun 30, 2026 190 institutional managers reporting a position
Largest by reported value
  1. Van Eck Associates Corp $36.3M
  2. Ubs Group Ag $29M
  3. Two Sigma Investments, Lp $28.1M
Other insiders at Capital Southwest Corp
All Capital Southwest Corp insider activity
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