Michael Scott Sarner Receives Stock Award at Capital Southwest Corp (CSWC) — SEC Form 4, Jun 11, 2025

SEC Form 4 · No Market Transaction

Stock Award

Compensation grant — no market purchase or sale.

Reporting Owner

Michael Scott Sarner

CEO

TXN 2025-06-10 · FILED 2025-06-11

Equity Position 486K sh 424,745 → 485,778

Equity Change +14.4% shares held after vs before

Filing Lag 1 business day within 2-day SEC deadline

Form 4 · Statement of Changes in Beneficial Ownership

Capital Southwest Corp

CSWC CIK 0000017313

Reporting Owner

Name	Relationship
Michael Scott Sarner CIK 0001648742	Director CEO

Michael Scott Sarner at Capital Southwest Corp Full insider history

Bought (12 mo) $58,999

Sold (12 mo) —

More from this insider at Capital Southwest Corp

Non-Derivative Securities Transactions

Title	Date	Type	Shares	Price	Net Total	Post-Txn	Ownership
Common StockF1	2025-06-09	F - Tax Payment	3,648 D	$21.06	-$76,827	405,778.704	Direct
Common StockF2	2025-06-09	A - Award/Grant	80,000 A	$0.00	—	485,778.704	Direct
Common StockF1	2025-06-10	F - Tax Payment	15,319 D	$21.35	-$327,061	470,459.704	Direct

Footnotes (2)

F1: Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Capital Southwest Corporation 2010 Restricted Stock Award Plan and the Capital Southwest Corporation 2021 Employee Restricted Stock Award Plan. This withholding transaction was approved by the Compensation Committee of Capital Southwest's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder. Show more
F2: Shares issued under the Capital Southwest Corporation 2021 Employee Restricted Stock Award Plan. Show more

Institutional Holders

Largest by reported value

Other insiders at Capital Southwest Corp

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