Form 13-F position report

SPDR S&P MIDCAP 400 ETF TR UTS

Reported by Pegasus Partners Ltd

ETF profile Manager portfolio Source filing
MDY CUSIP 78467Y107 Manager CIK 0001650654
Latest reported change

Reported 11,591 shares, up 6 (0.1%) from the prior quarter.

Reported value 4.5%; share count 0.1% vs. the prior quarter.

Added
% of reported 13F value 1.19% This manager · Q3 2020
Shares 11,591 Quarter-end amount reported
Reported value $3,927,000 Fair value at quarter end
Consecutive quarters held 22 Through Q3 2020

Reported position value by quarter

Reported position value by quarter

Each bar is a Form 13-F quarter-end snapshot. It does not show trades made within the quarter.

Manager history

Quarterly position history

How this manager's reported quarter-end position changed over time.

20 quarters
Quarter Activity Shares Change % of reported 13F Reported value Filed
Q3 2024 Reduced 11,032 -93 (-0.8%) 0.59% $6,284,490 2024-11-01
Q2 2024 Reduced 11,125 -241 (-2.1%) 0.6% $5,952,765 2024-08-08
Q1 2024 Reduced 11,366 -822 (-6.7%) 0.67% $6,324,043 2024-04-24
Q4 2023 Reduced 12,188 -3,432 (-22.0%) 0.72% $6,183,948 2024-02-12
Q3 2023 Reduced 15,620 -823 (-5.0%) 1.0% $7,132,717 2023-11-13
Q2 2023 Reduced 16,443 -2,930 (-15.1%) 1.16% $7,874,718 2023-08-04
Q1 2023 Reduced 19,373 -860 (-4.3%) 1.41% $8,880,777 2023-05-10
Q4 2022 Reduced 20,233 -65 (-0.3%) 1.47% $8,958,970 2023-02-09
Q3 2022 Reduced 20,298 -2,619 (-11.4%) 1.67% $8,153,000 2022-11-10
Q2 2022 Added 22,917 +11,050 (93.1%) 1.97% $9,476,000 2022-08-12
Q1 2022 Unchanged 11,867 0 (0.0%) 1.02% $5,820,000 2022-05-13
Q4 2021 Reduced 11,867 -390 (-3.2%) 1.08% $6,143,000 2022-02-09
Q3 2021 Added 12,257 +311 (2.6%) 1.07% $5,894,000 2021-11-12
Q2 2021 Reduced 11,946 -76 (-0.6%) 1.14% $5,866,000 2021-08-13
Q1 2021 Added 12,022 +303 (2.6%) 1.25% $5,723,000 2021-05-14
Q4 2020 Added 11,719 +128 (1.1%) 1.25% $4,921,000 2021-02-12
Q3 2020 Added 11,591 +6 (0.1%) 1.19% $3,927,000 2020-11-13
Q2 2020 Reduced 11,585 -28 (-0.2%) 1.22% $3,759,000 2020-08-12
Q1 2020 Added 11,613 +874 (8.1%) 1.2% $3,053,000 2020-05-11
Q4 2019 Unchanged 10,739 0 (0.0%) 1.23% $4,031,000 2020-02-12
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Institutional context

Who else reported the position

825 managers reported SPDR S&P MIDCAP 400 ETF TR UTS for Q3 2020.

Manager Activity Shares Change % of reported 13F Reported value Tenure
Bank of America Corporation Reduced 2,299,276 -10,943 0.11% $779,064,000 30 qtrs
WELLS FARGO & COMPANY MN Reduced 1,930,944 -74,449 0.18% $654,262,000 30 qtrs
NORTHERN TRUST CORPORATION Reduced 1,300,200 -30,147 0.1% $440,547,000 30 qtrs
US BANCORP DE Reduced 1,287,946 -25,125 1.06% $436,395,000 30 qtrs
Veritable L P Reduced 1,165,328 -52,221 7.92% $394,848,000 30 qtrs
PNC FINANCIAL SERVICES GROUP INC Reduced 1,018,677 -36,140 0.43% $345,159,000 30 qtrs
MORGAN STANLEY Reduced 939,013 -2,162 0.06% $318,166,000 30 qtrs
UBS Group AG Reduced 736,751 -29,991 0.09% $249,634,000 24 qtrs
The Goldman Sachs Group Inc Added 526,167 +45,890 0.05% $178,281,000 30 qtrs
RAYMOND JAMES & ASSOCIATES Reduced 509,770 -4,196 0.22% $172,727,000 30 qtrs
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Filing details and methodology As reported
Report period
September 30, 2020
Filed
November 13, 2020
Filing type
13F-HR
Position type
UTSER1 S&PDCRP

Voting authority reported

Sole
11,591
Shared
0
None
0

“None” means the manager reported no voting authority for those shares on non-routine matters. It does not disclose why and is not evidence of securities lending.

Form 13-F is a delayed quarter-end snapshot of disclosed long Section 13(f) securities. It can be filed up to 45 days after quarter end, excludes short positions and most non-U.S. securities, and does not reveal intra-quarter trading. For options, reported shares and value describe the underlying-share exposure; strike, expiry, premium, and written positions are not disclosed.