Form 13-F position report

SPDR NUVEEN BARCLAYS

Reported by OARSMAN CAPITAL INC

BABS CUSIP 78464A276 Manager CIK 0001569667

Reported 0 shares, down 8,865 (100.0%) from the prior quarter.

Reported value -100.0%; share count -100.0% vs. the prior quarter.

Reduced
% of reported 13F value 0 This manager · Q3 2016
Shares 0 Quarter-end amount reported
Reported value $0 Fair value at quarter end
Consecutive quarters held 9 Through Q3 2016

Reported position value by quarter

Reported position value by quarter

Each bar is a Form 13-F quarter-end snapshot. It does not show trades made within the quarter.

Reported position value by quarter
Date Holding Value

Quarterly position history

How this manager's reported quarter-end position changed over time.

0 quarters
Quarterly reported position history for SPDR NUVEEN BARCLAYS held by OARSMAN CAPITAL INC.
Quarter Activity Shares Change % of reported 13F Reported value Filed Source filing
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Who else reported the position

19 managers reported SPDR NUVEEN BARCLAYS for Q3 2016.

Managers reporting SPDR NUVEEN BARCLAYS in Q3 2016.
Manager Activity Shares Change % of reported 13F Reported value Tenure
Tortoise Investment Management LLC Reduced 0 -10,003 0 $0 14 qtrs
Parallax Volatility Advisers L P Reduced 0 -1 0 $0 8 qtrs
PNC FINANCIAL SERVICES GROUP INC Reduced 0 -1,091 0 $0 7 qtrs
WELLS FARGO & COMPANY MN Reduced 0 -12,610 0 $0 14 qtrs
High Falls Advisors Inc Reduced 0 -204 0 $0 4 qtrs
Eqis Capital Management Inc Reduced 0 -3,295 0 $0 2 qtrs
UBS Group AG Reduced 0 -4,965 0 $0 8 qtrs
MORGAN STANLEY Reduced 0 -44,965 0 $0 14 qtrs
LPL Financial LLC Reduced 0 -3,728 0 $0 4 qtrs
LADENBURG THALMANN FINANCIAL SERVICES INC Reduced 0 -6,307 0 $0 14 qtrs
Premium adds each manager's conviction percentile across reporting peers.
Filing details and methodology As reported
Report period
September 30, 2016
Filed
November 10, 2016
Filing type
13F-HR
Position type
FIXD

Voting authority reported

No voting-authority amounts were reported for this position. Voting authority is not required for reported call options.

Form 13-F is a delayed quarter-end snapshot of disclosed long Section 13(f) securities. It can be filed up to 45 days after quarter end, excludes short positions and most non-U.S. securities, and does not reveal intra-quarter trading. For options, reported shares and value describe the underlying-share exposure; strike, expiry, premium, and written positions are not disclosed.