Form 13-F position report

GUGGENHEIM S&P SMALLCAP 600 PU

Reported by Cambridge Investment Research Advisors Inc

ETF profile Manager portfolio Source filing
RZG CUSIP 78355W809 Manager CIK 0001419186
Latest reported change

Reported 0 shares, down 10,965 (100.0%) from the prior quarter.

Reported value -100.0%; share count -100.0% vs. the prior quarter.

Reduced
% of reported 13F value 0 This manager · Q2 2018
Shares 0 Quarter-end amount reported
Reported value $0 Fair value at quarter end
Consecutive quarters held 13 Through Q2 2018

Reported position value by quarter

Reported position value by quarter

Each bar is a Form 13-F quarter-end snapshot. It does not show trades made within the quarter.

Manager history

Quarterly position history

How this manager's reported quarter-end position changed over time.

0 quarters
Quarter Activity Shares Change % of reported 13F Reported value Filed
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Institutional context

Who else reported the position

53 managers reported GUGGENHEIM S&P SMALLCAP 600 PU for Q2 2018.

Manager Activity Shares Change % of reported 13F Reported value Tenure
LADENBURG THALMANN FINANCIAL SERVICES INC Unchanged 127,933 0 0.14% $14,727,000 21 qtrs
Clarus Wealth Advisors New 150 +150 0.01% $17,000 1 qtr
Private Advisor Group LLC Reduced 0 -2,919 0 $0 13 qtrs
OPTIMUM INVESTMENT ADVISORS Reduced 0 -1,761 0 $0 3 qtrs
BROWN ADVISORY INC Reduced 0 -2,760 0 $0 12 qtrs
WELLS FARGO & COMPANY MN Reduced 0 -74,663 0 $0 21 qtrs
Janney Montgomery Scott LLC Reduced 0 -17,326 0 $0 13 qtrs
Valmark Advisers Inc Reduced 0 -3,778 0 $0 2 qtrs
Heritage Trust Co Reduced 0 -1,765 0 $0 5 qtrs
Investors Research Corp Reduced 0 -3,864 0 $0 2 qtrs
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Filing details and methodology As reported
Report period
June 30, 2018
Filed
August 10, 2018
Filing type
13F-HR
Position type
S\&P.* PG

Voting authority reported

No voting-authority amounts were reported for this position. Voting authority is not required for reported call options.

Form 13-F is a delayed quarter-end snapshot of disclosed long Section 13(f) securities. It can be filed up to 45 days after quarter end, excludes short positions and most non-U.S. securities, and does not reveal intra-quarter trading. For options, reported shares and value describe the underlying-share exposure; strike, expiry, premium, and written positions are not disclosed.