Reported 0 shares, down 27,000 (100.0%) from the prior quarter.
Reported value -100.0%; share count -100.0% vs. the prior quarter.
Reported position value by quarter
Each bar is a Form 13-F quarter-end snapshot. It does not show trades made within the quarter.
| Date | Holding Value |
|---|---|
| 2021-09-30 | 80000 |
| 2021-12-31 | 20000 |
| 2022-03-31 | 27000 |
| 2022-06-30 | 27000 |
| 2022-09-30 | 0 |
Quarterly position history
How this manager's reported quarter-end position changed over time.
| Quarter | Activity | Shares | Change | % of reported 13F | Reported value | Filed | Source filing |
|---|---|---|---|---|---|---|---|
| Q3 2022 | Reduced | 0 | -27,000 (-100.0%) | 0 | $0 | 2022-11-10 | |
| Q2 2022 | Unchanged | 27,000 | 0 (0.0%) | < 0.01% | $27,000 | 2022-08-03 | |
| Q1 2022 | Added | 27,000 | +7,000 (35.0%) | < 0.01% | $27,000 | 2022-05-04 | |
| Q4 2021 | Reduced | 20,000 | -58,000 (-74.4%) | < 0.01% | $20,000 | 2022-02-04 | |
| Q3 2021 | Reduced | 78,000 | -25,000 (-24.3%) | < 0.01% | $80,000 | 2021-10-07 | |
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Who else reported the position
59 managers reported PROSPECT CAP CORP for Q3 2022.
| Manager | Activity | Shares | Change | % of reported 13F | Reported value | Tenure |
|---|---|---|---|---|---|---|
| CARY STREET PARTNERS INVESTMENT ADVISORY LLC | Reduced | 0 | -40,000 | 0 | $0 | 8 qtrs |
| Cetera Investment Advisers | Reduced | 0 | -102,000 | 0 | $0 | 10 qtrs |
| PIER 88 INVESTMENT PARTNERS LLC | Reduced | 0 | -205,000 | 0 | $0 | 19 qtrs |
| Patriot Financial Group Insurance Agency LLC | Reduced | 0 | -15,000 | 0 | $0 | 6 qtrs |
| WELLS FARGO & COMPANY MN | Reduced | 0 | -925,000 | 0 | $0 | 22 qtrs |
| PFG Private Wealth Management LLC | Reduced | 0 | -40,000 | 0 | $0 | 12 qtrs |
| Holland Advisory Services Inc | Reduced | 0 | -15,000 | 0 | $0 | 4 qtrs |
| Cambridge Investment Research Advisors Inc | Reduced | 0 | -68,000 | 0 | $0 | 22 qtrs |
| ENVESTNET ASSET MANAGEMENT INC This report | Reduced | 0 | -27,000 | 0 | $0 | 16 qtrs |
| Sigma Planning Corp | Reduced | 0 | -188,000 | 0 | $0 | 14 qtrs |
Filing details and methodology As reported
- Report period
- September 30, 2022
- Filed
- November 10, 2022
- Filing type
- 13F-HR
- Position type
- NOTE 4.950% 7/1
Voting authority reported
No voting-authority amounts were reported for this position. Voting authority is not required for reported call options.
Form 13-F is a delayed quarter-end snapshot of disclosed long Section 13(f) securities. It can be filed up to 45 days after quarter end, excludes short positions and most non-U.S. securities, and does not reveal intra-quarter trading. For options, reported shares and value describe the underlying-share exposure; strike, expiry, premium, and written positions are not disclosed.