Form 13-F position report

PROSPECT CAP CORP

Reported by COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS

Manager portfolio Source filing
PSEC 4.95 07/15/22 CUSIP 74348TAR3 Manager CIK 0001083190
Latest reported change

Reported 0 shares, down 1,310,000 (100.0%) from the prior quarter.

Reported value -100.0%; share count -100.0% vs. the prior quarter.

Reduced
% of reported 13F value 0 This manager · Q3 2022
Shares 0 Quarter-end amount reported
Reported value $0 Fair value at quarter end
Consecutive quarters held 22 Through Q3 2022

Reported position value by quarter

Reported position value by quarter

Each bar is a Form 13-F quarter-end snapshot. It does not show trades made within the quarter.

Manager history

Quarterly position history

How this manager's reported quarter-end position changed over time.

5 quarters
Quarter Activity Shares Change % of reported 13F Reported value Filed
Q3 2022 Reduced 0 -1,310,000 (-100.0%) 0 $0 2022-11-14
Q2 2022 Unchanged 1,310,000 0 (0.0%) 0.01% $1,320,000 2022-08-15
Q1 2022 Unchanged 1,310,000 0 (0.0%) 0.01% $1,320,000 2022-05-12
Q4 2021 Unchanged 1,310,000 0 (0.0%) 0.01% $1,323,000 2022-02-11
Q3 2021 Unchanged 1,310,000 0 (0.0%) 0.02% $1,341,000 2021-11-10
Five years are shown. A free account unlocks the complete reported history. Unlock full history
Institutional context

Who else reported the position

59 managers reported PROSPECT CAP CORP for Q3 2022.

Manager Activity Shares Change % of reported 13F Reported value Tenure
CARY STREET PARTNERS INVESTMENT ADVISORY LLC Reduced 0 -40,000 0 $0 8 qtrs
Cetera Investment Advisers Reduced 0 -102,000 0 $0 10 qtrs
PIER 88 INVESTMENT PARTNERS LLC Reduced 0 -205,000 0 $0 19 qtrs
Patriot Financial Group Insurance Agency LLC Reduced 0 -15,000 0 $0 6 qtrs
WELLS FARGO & COMPANY MN Reduced 0 -925,000 0 $0 22 qtrs
PFG Private Wealth Management LLC Reduced 0 -40,000 0 $0 12 qtrs
Holland Advisory Services Inc Reduced 0 -15,000 0 $0 4 qtrs
Cambridge Investment Research Advisors Inc Reduced 0 -68,000 0 $0 22 qtrs
ENVESTNET ASSET MANAGEMENT INC Reduced 0 -27,000 0 $0 16 qtrs
Sigma Planning Corp Reduced 0 -188,000 0 $0 14 qtrs
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Filing details and methodology As reported
Report period
September 30, 2022
Filed
November 14, 2022
Filing type
13F-HR
Position type
NOTE

Voting authority reported

No voting-authority amounts were reported for this position. Voting authority is not required for reported call options.

Form 13-F is a delayed quarter-end snapshot of disclosed long Section 13(f) securities. It can be filed up to 45 days after quarter end, excludes short positions and most non-U.S. securities, and does not reveal intra-quarter trading. For options, reported shares and value describe the underlying-share exposure; strike, expiry, premium, and written positions are not disclosed.