Reported 0 shares, down 20,000 (100.0%) from the prior quarter.
Reported value -100.0%; share count -100.0% vs. the prior quarter.
Reported position value by quarter
Each bar is a Form 13-F quarter-end snapshot. It does not show trades made within the quarter.
| Date | Holding Value |
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Quarterly position history
How this manager's reported quarter-end position changed over time.
| Quarter | Activity | Shares | Change | % of reported 13F | Reported value | Filed | Source filing |
|---|---|---|---|---|---|---|---|
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Who else reported the position
35 managers reported PROSPECT CAPITAL CORPORATIO for Q1 2019.
| Manager | Activity | Shares | Change | % of reported 13F | Reported value | Tenure |
|---|---|---|---|---|---|---|
| COMMONWEALTH EQUITY SERVICES LLC | Reduced | 0 | -152,000 | 0 | $0 | 6 qtrs |
| ROYAL BANK OF CANADA | Reduced | 0 | -563,000 | 0 | $0 | 21 qtrs |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | Reduced | 0 | -240,000 | 0 | $0 | 2 qtrs |
| Cambridge Investment Research Advisors Inc | Unchanged | 0 | 0 | 0 | $0 | 6 qtrs |
| IMS Capital Management | Reduced | 0 | -20,000 | 0 | $0 | 2 qtrs |
| LPL Financial LLC | Reduced | 0 | -543,000 | 0 | $0 | 15 qtrs |
| Cetera Advisors LLC | Reduced | 0 | -82,000 | 0 | $0 | 11 qtrs |
| Radcliffe Capital Management L P | Reduced | 0 | -2,222,000 | 0 | $0 | 2 qtrs |
| Jefferies Group LLC | Reduced | 0 | -57,000 | 0 | $0 | 4 qtrs |
| VICTORY CAPITAL MANAGEMENT INC | Reduced | 0 | -11,525,000 | 0 | $0 | 22 qtrs |
Filing details and methodology As reported
- Report period
- March 31, 2019
- Filed
- May 01, 2019
- Filing type
- 13F-HR
- Position type
- NOTE 5.875% 1/1
Voting authority reported
No voting-authority amounts were reported for this position. Voting authority is not required for reported call options.
Form 13-F is a delayed quarter-end snapshot of disclosed long Section 13(f) securities. It can be filed up to 45 days after quarter end, excludes short positions and most non-U.S. securities, and does not reveal intra-quarter trading. For options, reported shares and value describe the underlying-share exposure; strike, expiry, premium, and written positions are not disclosed.