Reported 0 shares, down 10,000 (100.0%) from the prior quarter.
Reported value -100.0%; share count -100.0% vs. the prior quarter.
Reported position value by quarter
Each bar is a Form 13-F quarter-end snapshot. It does not show trades made within the quarter.
| Date | Holding Value |
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Quarterly position history
How this manager's reported quarter-end position changed over time.
| Quarter | Activity | Shares | Change | % of reported 13F | Reported value | Filed | Source filing |
|---|---|---|---|---|---|---|---|
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Who else reported the position
33 managers reported PROSPECT CAPITAL CORPORATIO for Q3 2018.
| Manager | Activity | Shares | Change | % of reported 13F | Reported value | Tenure |
|---|---|---|---|---|---|---|
| VICTORY CAPITAL MANAGEMENT INC | Unchanged | 13,247,000 | 0 | 0.03% | $13,325,000 | 20 qtrs |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank Frankfurt am Main | Unchanged | 11,000,000 | 0 | 0.04% | $11,052,000 | 8 qtrs |
| INCOME RESEARCH & MANAGEMENT | Unchanged | 10,791,000 | 0 | 3.44% | $10,855,000 | 19 qtrs |
| HighTower Advisors LLC | Reduced | 2,513,000 | -102,000 | 0.02% | $2,519,000 | 17 qtrs |
| The Goldman Sachs Group Inc | New | 2,049,000 | +2,049,000 | < 0.01% | $2,061,000 | 1 qtr |
| MORGAN STANLEY | Added | 1,595,000 | +84,000 | < 0.01% | $1,615,000 | 12 qtrs |
| WELLS FARGO & COMPANY MN | Added | 1,167,000 | +12,000 | < 0.01% | $1,173,000 | 16 qtrs |
| AMERICAN FINANCIAL GROUP INC | Unchanged | 1,000,000 | 0 | 0.1% | $1,005,000 | 11 qtrs |
| LPL Financial LLC | Reduced | 563,000 | -45,000 | < 0.01% | $566,000 | 13 qtrs |
| THE BANK OF NEW YORK MELLON CORPORATION | Added | 525,000 | +25,000 | < 0.01% | $528,000 | 3 qtrs |
Filing details and methodology As reported
- Report period
- September 30, 2018
- Filed
- November 08, 2018
- Filing type
- 13F-HR
- Position type
- NOTE 5.875%
Voting authority reported
No voting-authority amounts were reported for this position. Voting authority is not required for reported call options.
Form 13-F is a delayed quarter-end snapshot of disclosed long Section 13(f) securities. It can be filed up to 45 days after quarter end, excludes short positions and most non-U.S. securities, and does not reveal intra-quarter trading. For options, reported shares and value describe the underlying-share exposure; strike, expiry, premium, and written positions are not disclosed.