Reported 0 shares, down 11,010,000 (100.0%) from the prior quarter.
Reported value -100.0%; share count -100.0% vs. the prior quarter.
Reported position value by quarter
Each bar is a Form 13-F quarter-end snapshot. It does not show trades made within the quarter.
| Date | Holding Value |
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Quarterly position history
How this manager's reported quarter-end position changed over time.
| Quarter | Activity | Shares | Change | % of reported 13F | Reported value | Filed | Source filing |
|---|---|---|---|---|---|---|---|
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Who else reported the position
41 managers reported PROSPECT CAPITAL CORPORATIO for Q3 2017.
| Manager | Activity | Shares | Change | % of reported 13F | Reported value | Tenure |
|---|---|---|---|---|---|---|
| Radcliffe Capital Management L P | Added | 72,753,000 | +12,489,000 | 10.71% | $74,670,000 | 12 qtrs |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | Added | 24,426,000 | +2,060,000 | 0.37% | $25,159,000 | 12 qtrs |
| Lombard Odier Asset Management Europe Ltd | Unchanged | 16,300,000 | 0 | 0.96% | $16,769,000 | 6 qtrs |
| INCOME RESEARCH & MANAGEMENT | Unchanged | 10,791,000 | 0 | 3.1% | $11,115,000 | 15 qtrs |
| VICTORY CAPITAL MANAGEMENT INC | Reduced | 10,624,000 | -590,000 | 0.02% | $10,943,000 | 16 qtrs |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank Frankfurt am Main | Unchanged | 6,500,000 | 0 | 0.03% | $6,657,000 | 4 qtrs |
| D A DAVIDSON & CO | Unchanged | 62,000 | 0 | 0.13% | $6,386,000 | 9 qtrs |
| WELLS FARGO & COMPANY MN | Added | 4,535,000 | +4,275,000 | < 0.01% | $4,671,000 | 12 qtrs |
| Thrivent Financial for Lutherans | Unchanged | 4,000,000 | 0 | 0.01% | $4,090,000 | 15 qtrs |
| HighTower Advisors LLC | Reduced | 3,774,000 | -27,000 | 0.03% | $3,886,000 | 13 qtrs |
Filing details and methodology As reported
- Report period
- September 30, 2017
- Filed
- November 09, 2017
- Filing type
- 13F-HR
- Position type
- NOTE 5.875% 1/1
Voting authority reported
No voting-authority amounts were reported for this position. Voting authority is not required for reported call options.
Form 13-F is a delayed quarter-end snapshot of disclosed long Section 13(f) securities. It can be filed up to 45 days after quarter end, excludes short positions and most non-U.S. securities, and does not reveal intra-quarter trading. For options, reported shares and value describe the underlying-share exposure; strike, expiry, premium, and written positions are not disclosed.